HeartBeam Inc

For the period ended Dec 31, 2023. Filed Mar 20, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Mar 20, 2024

BEAT$0.41+0.6%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits, Financial Statement Schedules

Incorporated by Reference · Filed or Furnished Herewith
ExhibitNumber · Exhibit Description · Form · Exhibit · Filing Date
3.1	Articles of Incorporation filed with the State of Delaware on June 11, 2015	S-1	3.1	09/07/2021
3.2	Bylaws	S-1	3.2	09/07/2021
3.3	Amendment to Articles of Incorporation filed with the State of Delaware on September 27, 2021	S-1	3.3	09/07/2021
3.4	Second Amended and Restated Articles of Incorporation dated November 15, 2022	S-1	3.4	02/10/2023
4.1	Form of Representative’s Warrant	S-1/A	4.13	11/09/2021
4.2	Form of Warrant Agency Agreement	S-1/A	4.14	11/09/2021
4.3	Form of Placement Agent’s Warrant	S-1/A	4.13	04/17/2023
10.1	Employment Agreement with Branislav Vajdic †	S-1/A	10.1	10/12/2021
10.2	Employment Agreement with Richard Brounstein †	S-1/A	10.2	10/12/2021
10.3	Employment Agreement with Jon Hunt †	S-1/A	10.3	10/12/2021
10.4	Employment Agreement with Alan Baumel †	8-K	10.1	10/12/2021
10.5	Employment Agreement with Ken Persen †	8-K	10.2	08/08/2022
10.6	Employment Agreement with Robert Eno †	8-K	10.2	01/24/2023
10.7	Stock Purchase Agreement, dated February 18, 2022 by and between HeartBeam, Inc. and the Purchaser with the Form of Warrant	8-K	10.1	02/22/2022
10.8	Form of Professional Services Agreement between Triple Ring and HeartBeam, Inc. dated March 7, 2022	8-K	10.1	03/10/2022
10.9	Partnership Agreement between HeartBeam, Inc. and LIVMOR, Inc. dated January 31, 2022	8-K	10.1	02/02/2022
10.10	Supplemental Agreement between HeartBeam, Inc. and LIVMOR, Inc. dated August 2, 2022	8-K	10.1	08/08/2022
10.11	Sales Agreement by and between HeartBeam, Inc. and A.G.P./Alliance Global Partners, dated February 1, 2023	8-K	10.1	02/02/2023
10.12	Securities Purchase Agreement dated February 28, 2023 between HeartBeam Inc. and Investors	8-K	10.1	03/03/2023
10.13	Note Purchase Agreement dated February 28, 2023 between HeartBeam Inc. and Investors	8-K	10.1	03/03/2023
10.14	First Amendment to Securities Purchase Agreement dated March 7, 2023 to the Securities Purchase Agreement dated February 28, 2023 between HeartBeam, Inc. and Investors	8-K	10.1	03/09/2023
10.15	First Amendment to Note Purchase Agreement dated March 7, 2023 to the Note Purchase Agreement dated February 28, 2023 between HeartBeam, Inc. and Investors	8-K	10.2	03/09/2023
10.16	Form of Subscription Agreement	S-1/A	10.16	04/10/2023
10.17	Form of Escrow Agreement for the Offering	S-1/A	10.17	04/10/2023
10.18	Form of Securities Purchase Agreement dated as of May 2, 2023 between HeartBeam, Inc. and Investor	8-K	10.1	05/05/2023
10.19	2022 Equity Incentive Plan	8-K	10.1	06/16/2022
10.20	First Amendment to the HeartBeam, Inc. 2022 Equity Incentive Plan	8-K	10.1	07/11/2023
14.1	Code of Business and Ethics	10-K	14.1	03/16/2023
23.1	Consent of Marcum LLP Independent Registered Public Accounting Firm				X

24.1	Power of Attorney *	X
31.1	Certification Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002	X
32.1	Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 #	X
97.1	HeartBeam, Inc. Compensation Recovery Policy	X
101.INS	XBRL Instance Document+	X
101.SCH	XBRL Taxonomy Extension Schema Document+	X
101.CAL	XBRL Taxonomy Extension Calculation Linkbase Document+	X
101.DEF	XBRL Taxonomy Extension Definition Linkbase Document+	X
101.LAB	XBRL Taxonomy Extension Label Linkbase Document+	X
101.PRE	XBRL Taxonomy Extension Presentation Linkbase Document+	X
104	Cover Page Interactive Data File - The cover page iXBRL tags are embedded within the inline XBRL document.	X
†	Management or compensatory plan or arrangement.
#	This certification is being furnished and shall not be deemed “filed” with the SEC for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference.
+	Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files in Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

ContentsView on SEC.gov

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