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Perella Weinberg Partners

For the period ended Sep 30, 2026. Filed Oct 30, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Oct 30, 2026

PWP$14.40+5.3%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Insider Trading Arrangements and Policies

During the three months ended September 30, 2026, the following directors and officers of the Company adopted a “Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K:

On August 21, 2026, each of Andrew Bednar (our Chief Executive Officer and Chairman of our Board of Directors), Dietrich Becker (our President and a member of our Board of Directors) and Peter Weinberg (amember of our Board of Directors)adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 485,520 shares,455,420 shares and 536,220 shares, respectively, of the Company’s Class A common stock, each scheduled to expire on December 31, 2026. These arrangements were adopted to provide for the sale of shares to fund tax obligations arising from the vesting of restricted stock unit awards.

Subsequent to the end of the quarter, on October 15, 2026, each of Messrs. Bednar, Becker and Weinberg terminated his Rule 10b5-1 trading arrangement described above. No shares were sold under any of these arrangements, each of which remained subject to the cooling-off period required by Rule 10b5-1(c)(1)(ii)(B) at the time of termination. These arrangements were terminated in connection with the Company’s determination to satisfy tax withholding obligations arising from the vesting of restricted stock unit awards through net share settlement. Shares withheld by the Company under net share settlement are not sold in market transactions.

No other director or officer of the Company adopted, modified orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, during the three months ended September 30, 2026.

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