Dynatrace Inc
For the period ended Dec 31, 2023. Filed Feb 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Feb 8, 2024
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Item 5. Other Information
During the three months ended December 31, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, modified orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act), except as described below. The trading arrangements described below are both intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
On December 12, 2023, Dan Zugelder, Senior Vice President, Chief Revenue Officer, adopted a Rule 10b5-1 trading arrangement that contemplates the sale of the net amount of shares of the Company’s common stock issuable to him after the vesting of 86,343 RSUs and PSUs (as applicable) on March 5, 2024, June 5, 2024, September 5, 2024 and December 5, 2024. The number of PSUs reflected in the total in the previous sentence is based on the Company achieving target performance relative to certain financial performance metrics. The number of shares that Mr. Zugelder receives and may subsequently sell under the trading arrangement following the vesting of his PSUs may increase or decrease based on the Company’s actual achievement against the financial performance metrics relative to target. The duration of the trading arrangement is from March 12, 2024 through December 12, 2024 (or earlier, if all transactions under the trading arrangement are completed).
On December 15, 2023, Rick McConnell, Chief Executive Officer and a director, adopted a Rule 10b5-1 trading arrangement that contemplates the sales of (i) up to 40,000 shares of the Company’s common stock previously issued to him after the vesting of RSUs and PSUs in June 2023; and (ii) up to 35,000 shares of the Company’s common stock issuable to him after the vesting of RSUs and PSUs in June 2024. The duration of the trading arrangement is from March 15, 2024 through December 16, 2024 (or earlier, if all transactions under the trading arrangement are completed).
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