Grocery Outlet Holding Corp
For the period ended Jun 29, 2024. Filed Aug 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 29, 2024 · Filed Aug 7, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans - Directors and Section 16 Officers
The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by our directors and Officers (as such term is defined under Section 16 of the Exchange Act) during the 13 weeks ended June 29, 2024, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plan:
| Name and Position | Date of Adoption of Rule 10b5-1 Trading Plan | Scheduled Expiration of Rule 10b5-1 Trading Plan (1) | Aggregate Number of Securities to be Purchased or Sold |
|---|---|---|---|
| Andrea R. BortnerEVP, Chief Human Resources Officer | 6/7/2024 | 5/30/2025 | Up to 9,272 shares of our common stock |
(1)A trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
During the 13 weeks ended June 29, 2024, none of our directors and Officers (i)adopted a contract, instruction or written plan for the purchase or sale of our securities in any "non-Rule 10b5-1 trading arrangement" or (ii)terminated a contract, instruction or written plan for the purchase or sale of our securities that was a Rule 10b5-1 trading plan or in any "non-Rule 10b5-1 trading arrangement."
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