10x Genomics Inc
For the period ended Dec 31, 2023. Filed Feb 15, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 15, 2024
TXG$62.90-3.3%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits, Financial Statement Schedules
(a)The following documents are filed as part of this Annual Report:
(1)Financial Statements
The financial statements filed as part of this Annual Report are included in Part II, Item 8 of this Annual Report.
(2)Financial Statement Schedules
Financial statement schedules have been omitted in this Annual Report because they are not applicable, not required under the instructions or the information requested is set forth in the financial statements or related notes thereto.
(3)List of Exhibits required by Item 601 of Regulation S-K
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Title | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of the Registrant. | 8‑K | 001‑39035 | 3.1 | 9/16/2019 | |
| 3.2 | Amended and Restated Bylaws of the Registrant. | 8‑K | 001‑39035 | 3.2 | 11/3/2022 | |
| 4.1 | Form of Stock Certificate for Class A common stock of the Registrant. | S‑l | 333‑233361 | 4.2 | 8/19/2019 | |
| 4.2 | Description of the Registrant’s Securities. | 10-K | 001-39035 | 4.2 | 2/18/2022 | |
| 10.1 | Agreement for Purchase and Sale, dated August 10, 2020, between the Registrant and Equity One (West Coast Portfolio) LLC. | 10-Q | 001-39035 | 10.7 | 8/12/2020 | |
| 10.2 | Amendment to Agreement for Purchase and Sale, dated October 15, 2020, between Registrant and Equity One (West Coast Portfolio) LLC. | 10-Q | 001-39035 | 10.3 | 11/12/2020 | |
| 10.3 | ReadCoor Merger Agreement. | 10-K | 333-39035 | 10.6 | 2/26/2021 | |
| 10.4+ | Amended and Restated 2012 Stock Plan and forms of award agreements thereunder. | S-1/A | 333-233361 | 10.10 | 9/3/2019 | |
| 10.5+ | 2019 Omnibus Incentive Plan and forms of award agreements thereunder. | S-1/A | 333-233361 | 10.11 | 9/3/2019 | |
| 10.5.1+ | Form of 2019 Omnibus Incentive Plan Stock Option Award Notice and Agreement. | X | ||||
| 10.5.2+ | Form of 2019 Omnibus Incentive Plan Restricted Stock Unit Award Notice and Agreement. | X | ||||
| 10.6+ | 2019 Employee Stock Purchase Plan and forms of agreements. | 10-Q | 001-39035 | 10.4 | 11/12/2019 | |
| 10.6.1+ | Form of 2019 Employee Stock Purchase Plan Subscription Agreement. | X | ||||
| 10.6.2+ | Form of 2019 Employee Stock Purchase Plan Notice of Contribution Percentage Change or Withdrawal. | 10-K | 333-39035 | 10.6.2 | 2/16/2023 | |
| 10.7+ | Amended and Restated Non-Employee Director Compensation Policy. | 10-Q | 001-39035 | 10.1 | 8/4/2023 | |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber · Exhibit Title · Form · File No. · Exhibit · Filing Date · Filed Herewith | |||||
| 10.8+ | Form of At‑Will Employment, Confidential Information, Invention Assignment, and Arbitration Agreement. | S‑l | 333‑233361 | 10.16 | 8/19/2019 |
| 10.9+ | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | S‑l/A | 333‑233361 | 10.17 | 9/3/2019 |
| 10.10+ | Employment Offer Letter by and between the Registrant and Eric S. Whitaker. | S‑l | 333‑233361 | 10.14 | 8/19/2019 |
| 10.11+ | Employment Offer Letter by and between the Registrant and Justin McAnear. | S‑l | 333‑233361 | 10.15 | 8/19/2019 |
| 10.12 | Lease Agreement dated August 2, 2018, between the Registrant and 6200 Stoneridge Mall Road investors LLC. | S‑l | 333‑233361 | 10.3 | 8/19/2019 |
| 10.12.1 | First Amendment to Lease Agreement, dated May 20, 2019, between the Registrant and 6200 Stoneridge Mall Road Investors LLC. | S‑l | 333‑233361 | 10.4 | 8/19/2019 |
| 10.12.2 | Second Amendment to Lease Agreement, dated July 24, 2020, between the Registrant and 6200 Stoneridge Mall Road Investors LLC. | 10‑Q | 001‑39035 | 10.6 | 8/12/2020 |
| 10.12.3 | Third Amendment to Lease Agreement, dated June 10, 2021, between the Registrant and 6200 Stoneridge Mall Road Investors LLC. | 8-K | 001-39035 | 10.1 | 6/15/2021 |
| 10.13 | Lease Agreement, dated November 6, 2020, between the Registrant and 6200 Stoneridge Mall Road Investors LLC. | 10-Q | 001-39035 | 10.4 | 11/12/2020 |
| 10.14# | License Agreement, dated September 26, 2013, between the Registrant and the President and Fellows of Harvard College. | S‑l | 333‑233361 | 10.5 | 8/19/2019 |
| 10.14.1# | Amendment No. 1 to License Agreement, dated October 25, 2018, between the Registrant and President and Fellows of Harvard College. | S‑l | 333‑233361 | 10.6 | 8/19/2019 |
| 10.15# | Exclusive (Equity) Agreement dated October 15, 2015, between Epinomics, Inc, and The Board of Trustees of the Leland Stanford Junior University. | S‑l | 333‑233361 | 10.7 | 8/19/2019 |
| 10.15.1 | Amendment No. 1 to the License Agreement, dated February 1, 2017, between Epinomics and The Board of Trustees of the Leland Stanford Junior University. | S‑l | 333‑233361 | 10.8 | 8/19/2019 |
| 10.15.2# | Amendment No. 2 to the License Agreement, dated July 27, 2018, between the Registrant and The Board of Trustees of the Leland Stanford Junior University. | S‑l | 333‑233361 | 10.9 | 8/19/2019 |
| 10.16 | Settlement and Patent Cross License Agreement, dated July 26, 2021, by and between the Registrant and Bio-Rad Laboratories, Inc. | 8-K | 001-39035 | 10.1 | 7/27/2021 |
| 10.27+ | Employment Offer Letter by and between the Registrant and James Wilbur dated July 12, 2022. | 10-Q | 001-39035 | 10.1 | 8/9/2022 |
| Incorporated by Reference | ||||||
| ExhibitNumber | Exhibit Title | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 10.28+ | Transition and Separation Agreement between James Wilbur and 10x Genomics, Inc. dated January 15, 2024. | X | ||||
| 19.1 | Amended and Restated Insider Trading Policy. | X | ||||
| 23.1 | Consent of Independent Registered Public Accounting Firm. | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial and Accounting Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial and Accounting Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation. | X | ||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | X | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | X | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | X | ||||
| 104 | Cover Page Interactive Data File - the Cover Page Interactive Data File does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| + | Management contract or compensatory plan or arrangement. |
|---|---|
| # | Portions of this exhibit have been omitted pursuant to Item 601 of Regulation S-K promulgated under the Securities Act because the information (i) is not material and (ii) would be competitively harmful if publicly disclosed. |
| * | This certification is deemed not filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act. |
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