Pennant Group, Inc.
For the period ended Jun 30, 2025. Filed Aug 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 6, 2025
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Item 5. Other Information
Rule 10b5-1 Plan Election
Brent J. Guerisoli, Chief Executive Officer, entered into a Rule 10b5-1 trading arrangement on May 16, 2025 (the "Rule 10b5-1 Plan"). Mr. Guerisoli’s 10b5-1 Plan provides for the potential sale of up to 4,463 shares of the Company's common stock between August 13, 2025 and May 22, 2026.
Mr. Guerisoli’s Rule 10b5-1 trading arrangement was entered into during open trading windows and is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company's policies regarding transactions in Company securities.
Rule 10b5-1 Plan Termination
JoAnne Stringfield, a former director on our Board of Directors, entered into a Rule 10b5-1 trading arrangement on November 8, 2024 (the “Rule 10b5-1 Plan”). On May 19, 2025, following her exit from the Board of Directors, Ms. Stringfield terminated her Rule 10b5-1 Plan.
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