STEM, INC.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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Item 5. Other Information
(c)Trading Plans. The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted orterminated by our Section 16 officers and directors during the three months ended June 30, 2026, and intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (“Rule 10b5-1 Trading Plans”). No Section 16 officer or director adopted orterminated any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K promulgated under the Exchange Act) during the three months ended June 30, 2026.
| Name and Title | Date of Adoption or Termination of Rule 10b5-1 Trading Plan | Duration of Rule 10b5-1 Trading Plan | Aggregate Number of Securities to be Purchased or Sold |
|---|---|---|---|
| Brian Musfeldt, Chief Financial Officer | Adopted 05/14/2026 | 8/10/2026 through 3/1/2027 | Sell up to 3,667 shares of common stock, subject to certain conditions |
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