STEM, INC.
For the period ended Mar 31, 2025. Filed Apr 30, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed Apr 30, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
(c)Trading Plans. The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted orterminated by our Section 16 officers and directors during the three months ended March 31, 2025, and intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (“Rule 10b5-1 Trading Plans”). No Section 16 officer or director adopted orterminated any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K promulgated under the Exchange Act) during the three months ended March 31, 2025.
| Name and Title | Date of Adoption or Termination of Rule 10b5-1 Trading Plan | Duration of Rule 10b5-1 Trading Plan | Aggregate Number of Securities to be Purchased or Sold |
|---|---|---|---|
| Matthew Tappin, President, Software | Adopted 03/18/2025 | 3/18/2025 through 3/31/2026 | Sell up to 20,017 shares of common stock, subject to certain conditions |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.