STEM INC
For the period ended Dec 31, 2024. Filed Mar 5, 2025.
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FY2024 · Filed Mar 5, 2025
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Item 9B. Other Information
(b) Trading Plans
None of our Section 16 officers or directors entered into any contract, instruction or written plan for the sale or purchase of our securities during the fourth quarter of 2024 intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). No Section 16 officer or director adopted orterminated any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K promulgated under the Exchange Act) during the fourth quarter of 2024.
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