Tradeweb Markets Inc
For the period ended Dec 31, 2024. Filed Feb 7, 2025.
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FY2024 · Filed Feb 7, 2025
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Item 9B. Other Information
(a) None.
(b)Securities Trading Plans of Executive Officers and Directors
The following table describes trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, as defined in Item 408 of Regulation S-K (“Rule 10b5-1 trading arrangements”), adopted, modified orterminated by our executive officers and directors during the three months ended December 31, 2024.
| Name and Title | Action | Date | Aggregate Number of Securities to be Purchased or Sold | Scheduled Expiration Date (1) |
|---|---|---|---|---|
| Enrico BruniCo-Head of Global Markets | Adoption | December 13, 2024 | Sale of up to 6,293 shares of Class A Common Stock. | April 14, 2025 |
(1) The Rule 10b5-1 trading arrangement may also expire on such earlier date as all such transactions under the trading arrangement are completed or at such time as such trading arrangement is otherwise terminated in accordance with its terms.
During the three months ended December 31, 2024, none of our directors or executive officers adopted, modified orterminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K).
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