Acadian Asset Management Inc
For the period ended Dec 31, 2024. Filed Feb 27, 2025.
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FY2024 · Filed Feb 27, 2025
AAMI$97.57+1.6%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statements Schedules
(1)Financial Statements: The information required by this Item is contained in Item 8 of Part II of this report.
(2)Financial Statement Schedules: None
(3)Exhibits:
| ExhibitNo. | Description | |
| 3.1 | * | Amended and Restated Certificate of Incorporation, adopted as of July 12, 2019. |
| 3.2 | * | Certificate of Amendment to Amended and Restated Certificate of Incorporation, effective January 1, 2025. |
| 3.3 | * | Amended and Restated Bylaws, adopted as of February 27, 2023. |
| 3.4 | * | Amendment No. 1 to Amended and Restated Bylaws, effective January 1, 2025. |
| 4.1 | Specimen Common Stock Certificate incorporated herein by reference to Exhibit 4.1 to Quarterly Report on Form 10-Q filed on August 9, 2019. | |
| 4.2 | Base Indenture, dated as of July 25, 2016, among OM Asset Management plc, as Issuer, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator, incorporated herein by reference to Exhibit 4.1 to Current Report on Form 8-K filed on July 25, 2016. | |
| 4.3 | Supplemental Indenture, dated as of July 25, 2016, among OM Asset Management plc, as Issuer, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator, incorporated herein by reference to Exhibit 4.2 to Current Report on Form 8-K filed on July 25, 2016. | |
| 4.4 | Form of 4.800% Note due 2026, incorporated herein by reference to Exhibit 4.2 to the Current Report on Form 8-K filed on July 25, 2016. | |
| 4.5 | Third Supplemental Indenture, dated as of July 11, 2019, among BrightSphere Investment Group plc, as Original Issuer, BrightSphere Investment Group Inc., as Successor Company, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator incorporated herein by reference to Exhibit 4.8 to the Quarterly Report on Form 10-Q filed on August 9, 2019. | |
| 4.6 | * | Description of Registrant’s Securities. |
| 10.1 | * | Acadian Asset Management Inc. Equity Incentive Plan. |
| 10.2 | Registration Rights Agreement, dated May 17, 2019, between BrightSphere Investment Group Inc. and Paulson & Co. Inc. incorporated herein by reference to Exhibit 10.4 to Quarterly Report on Form 10-Q filed on August 9, 2019. | |
| 10.3 | Stockholder Agreement, dated May 17, 2019, between BrightSphere Investment Group Inc. and Paulson & Co. Inc. incorporated herein by reference to Exhibit 10.2 to Quarterly Report on Form 10-Q filed on August 9, 2019. |
| ExhibitNo. | Description | |
| 10.4 | * | Form of Indemnity Agreement. |
| 10.5 | * | Eighth Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 31, 2024. |
| 10.6 | * | Acadian Asset Management Inc. Non-Employee Directors’ Equity Incentive Plan. |
| 10.7 | * | Form of Restricted Stock Unit Award Agreement for Non-Employee Directors. |
| 10.8 | * | Form of Restricted Stock Unit Award Agreement for Employees. |
| 10.9 | Amended and Restated Employment Agreement, effective April 15, 2020 by and between BrightSphere Investment Group Inc. and Suren Rana, incorporated herein by reference to Exhibit 10.11 to the Quarterly Report on Form 10-Q on May 11, 2020. | |
| 10.10 | Employment Agreement, dated April 15, 2020, by and between BrightSphere Inc. and Richard Hart, incorporated herein by reference to Exhibit 10.31 to Annual Report on Form 10-K filed on March 1, 2021. | |
| 10.11 | Amended and Restated Employment Agreement, dated May 4, 2023, by and between BrightSphere Inc. and Christina Wiater incorporated herein by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on May 8, 2023. | |
| 10.12 | Employment Agreement, dated September 30, 2024, by and among the Company, Acadian and Kelly Young, incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on October 1, 2024. | |
| 10.13 | * | Amended and Restated Acadian Asset Management LLC Bonus Plan, effective January 1, 2025. |
| 10.14 | * | Amended and Restated Acadian Asset Management LLC Deferred Compensation Plan, effective January 1, 2025. |
| 19 | * | Acadian Asset Management Inc. Insider Trading Policy. |
| 21.1 | * | Subsidiaries of Acadian Asset Management Inc. |
| 23.1 | * | Consent of KPMG LLP |
| 31.1 | * | Certification of the Company’s principal executive officer pursuant to Exchange Act Rules 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | * | Certification of the Company’s principal financial officer pursuant to Exchange Act Rules 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| ExhibitNo. | Description | |
| 32.1 | ** | Certification of the Company’s principal executive officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2 | ** | Certification of the Company’s principal financial officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 97.1 | * | BrightSphere Investment Group Inc. Rule 10D-1 Clawback Policy, effective October 2, 2023. |
| 101 | * | Interactive data files pursuant to Rule 405 of Regulation S-T: (i) the Consolidated Balance Sheets as of December 31, 2024 and December 31, 2023; (ii) the Consolidated Statements of Operations for the years ended December 31, 2024, 2023 and 2022; (iii) the Consolidated Statements of Comprehensive Income (Loss) for the years ended December 31, 2024, 2023 and 2022; (iv) the Consolidated Statements of Changes in Stockholders’ Equity for the years ended December 31, 2024, 2023 and 2022; (v) the Consolidated Statements of Cash Flows for the years ended December 31, 2024, 2023 and 2022; and (vi) the Notes to Consolidated Financial Statements. |
| 104 | * | The cover page of this Annual Report on Form 10-K, formatted in Inline eXtensible Business Reporting Language (embedded within the Inline XBRL document contained in Exhibit 101). |
- Filed herewith
**Furnished herewith
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