RESIDEO TECHNOLOGIES, INC.
For the period ended Oct 3, 2026. Filed Nov 10, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Oct 3, 2026 · Filed Nov 10, 2026
REZI$19.45-3.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
The Exhibits listed below on the Exhibit Index are filed or incorporated by reference as part of this Quarterly Report.
EXHIBIT INDEX
| ExhibitNumber | Exhibit Description |
| 2.1 | Separation and Distribution Agreement, dated July 31, 2026, by and between ADI Global Distribution Inc. and Resideo Technologies, Inc. + (incorporated by reference to Exhibit 2.1 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 3.1 | Amended & Restated Certificate of Designations, Preferences and Rights of Series A Cumulative Convertible Participating Preferred Stock of Resideo Technologies, Inc. (incorporated by reference to Exhibit 3.1 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.1 | Employee Matters Agreement, dated July 31, 2026, by and between ADI Global Distribution Inc. and Resideo Technologies, Inc. (incorporated by reference to Exhibit 10.1 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.2 | Tax Matters Agreement, dated July 31, 2026, by and between ADI Global Distribution Inc. and Resideo Technologies, Inc. + (incorporated by reference to Exhibit 10.2 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.3 | Transition Services Agreement, dated July 31, 2026, by and between ADI Global Distribution Inc. and Resideo Technologies, Inc. + (incorporated by reference to Exhibit 10.3 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.4 | Intellectual Property Matters Agreement, dated July 31, 2026, by and between ADI Global Distribution Inc. and Resideo Technologies, Inc. + (incorporated by reference to Exhibit 10.4 to Resideo's Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.5 | Exchange Agreement dated July 31, 2026, by and among Resideo Technologies, Inc., CD&R Channel Holdings, L.P. and William Galvin. + (incorporated by reference to Exhibit 10.5 to Resideo’s Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.6 | Amendment No. 2 to the Investment Agreement, dated August 3, 2026, by and among Resideo Technologies, Inc., CD&R Channel Holdings, L.P. and CD&R Channel Holdings II, L.P and, solely for purposes of Section 4.10, Clayton, Dubilier & Rice Fund XII, L.P. (incorporated by reference to Exhibit 10.6 to Resideo’s Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.7 | Amendment No. 1 to the Registration Rights Agreement, dated August 3, 2026, by and among Resideo Technologies, Inc., CD&R Channel Holdings, L.P. and CD&R Channel Holdings II, L.P. (incorporated by reference to Exhibit 10.7 to Resideo’s Form 8-K filed on August 4, 2026, File No. 001-38635) |
| 10.8 | Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. ‡ (incorporated by reference to Exhibit 10.1 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.9 | 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. ‡ (incorporated by reference to Exhibit 10.2 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.10 | Resideo Employee Stock Purchase Plan. ‡ (incorporated by reference to Exhibit 10.3 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.11 | Restricted Stock Unit Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. ‡ (incorporated by reference to Exhibit 10.4 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.12 | Performance Stock Unit Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates (2024 PSUs). ‡ (incorporated by reference to Exhibit 10.5 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.13 | Performance Stock Unit Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates (2025 ROIC PSUs). ‡ (incorporated by reference to Exhibit 10.6 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.14 | Performance Stock Unit Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates (2025 rTSR PSUs). ‡ (incorporated by reference to Exhibit 10.7 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.15 | Performance Stock Unit Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates (2026 PSUs). ‡ (incorporated by reference to Exhibit 10.8 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.16 | Stock Option Adjustment Notice under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. ‡ (incorporated by reference to Exhibit 10.9 to Resideo’s Form 8-K filed on August 7, 2026, File No. 001-38635) |
| 10.17 | Letter Agreement with Terms and Conditions of Employment with Shane Harrison, dated August 4, 2026. ‡ (filed herewith) |
| 31.1 | Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 31.2 | Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| 101.INS | Inline XBRL Instance Document (filed herewith) |
| 101.SCH | Inline XBRL Taxonomy Extension Schema (filed herewith) |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase (filed herewith) |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase (filed herewith) |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase (filed herewith) |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase (filed herewith) |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
+Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish supplemental copies of any of the omitted schedules upon request by the U.S. Securities and Exchange Commission.
‡ Indicates management contracts or compensatory plans or agreements.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.