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SPLASH BEVERAGE GROUP, INC.

For the period ended Jun 30, 2026. Filed Aug 19, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 19, 2026

EDVA$0.18-3.6%Stored close · as of Nov 9, 2026

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Item 6. EXHIBITS

(a) Exhibits required by Item 601 of Regulation S-K.

ExhibitsDescription
2.1Agreement and Plan of Merger dated December 31, 2019 by and among Canfield Medical Supply, Inc., SBG Acquisition, Inc., and Splash Beverage Group, Inc. (incorporated by reference to Exhibit 2.1 to the Registrant’s Form 8-K dated January 7, 2020)
2.2Form of Amendment No. 1 to the Agreement and Plan of Merger (incorporated by reference herein to Exhibit 10.1 filed with Form 8-K filed with the SEC on October 7, 2020)
3.1Articles of Incorporation filed with the Secretary of State of Nevada (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on November 15, 2021)
3.2Articles of Merger filed with the Secretary of State of the State of Nevada (incorporated by reference herein to Exhibit 2.2 filed with Form 8-K filed with the SEC on November 15, 2021)
3.3Statement of Merger filed with the Secretary of State of the State of Colorado (incorporated by reference herein to Exhibit 2.3 filed with Form8-K filed with the SEC on November 15, 2021)
3.4Certificate of Amendment to Articles of Incorporation filed with the Secretary of State of Nevada (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on December 22, 2022)
3.5Certificate of Designation of Series A Preferred Stock (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on June 13, 2025)
3.5(a)Withdrawal of Designation of Series A Preferred Stock (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on April 21, 2026)
3.6Certificate of Change filed with the Secretary of State of Nevada (incorporated by reference herein to Exhibit 3.7 filed with the Annual Report on Form 10-K filed with the SEC on July 11, 2025)
3.7Certificate of Designations, Preferences Rights and Limitations of the Series A-1 Convertible Redeemable Preferred Stock (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on June 26, 2025)
3.8Certificate of Designations, Preferences Rights and Limitations of the Series B Convertible Redeemable Preferred Stock (incorporated by reference herein to Exhibit 3.2 filed with Form 8-K filed with the SEC on June 26, 2025)
3.9Certificate of Designations, Preferences Rights and Limitations of the Series C Convertible Preferred Stock (incorporated by reference herein to Exhibit 3.3 filed with Form 8-K filed with the SEC on June 26, 2025)
3.10Certificate of Amendment to the Articles of Incorporation of Splash Beverage Group, Inc. filed with the Nevada Secretary of State on August 29, 2025 (incorporated herein by reference to Exhibit 3.1 filed with Form 8-K with the SEC on September 4, 2025)
3.11Certificate of Designation of Series D Convertible Preferred Stock (incorporated herein by reference to Exhibit 3.1 filed with Form 8-K with the SEC on December 10, 2025)
3.11(a)Certificate of Withdrawal of Certificate of Designation of Series D Convertible Preferred Stock (incorporated herein by reference to Exhibit 3.1 filed with Form 8-K with the SEC on May 5, 2026)
3.12Certificate of Change (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K with the SEC on July 16, 2026)
3.13Certificate of Amendment to its Articles of Incorporation (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K with the SEC on August 11, 2026)
3.14Certificate of Correction (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K with the SEC on August 11, 2026)
3.15Bylaws (incorporated by reference herein to Exhibit 3.2 filed with Form 8-K filed with the SEC on November 15, 2021)
3.15(a)Amendment to Company Bylaws (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on October 1, 2025)
3.15(b)Amendment to Company Bylaws (incorporated by reference herein to Exhibit 3.1 filed with Form 8-K filed with the SEC on October 17, 2025)
3.16Amended and Restated Certificate of Designations of Series D Convertible Preferred Stock (incorporated by reference herein to Exhibit 4.1 filed with 8-K filed with the SEC on July 6, 2026)
4.1Form of Promissory Note (incorporated by reference to Exhibit 4.1 filed with Form 8-K with the SEC on January 26, 2026)
10.1Form of Letter Agreement (incorporated by reference to Exhibit 10.1 filed with Form 8-K with the SEC on January 26, 2026)
10.2Addendum No. 1 to the Exclusive License Agreement, dated July 29, 2026, by and between the Company and Argent BioPharma Limited (incorporated by reference to Exhibit 10.1 filed with Form 8-K/A with the SEC on July 30, 2026)
10.3Form of License Agreement (incorporated by reference herein to Exhibit 10.1 filed with 8-K filed with the SEC on July 6, 2026)+
10.4Form of Exchange Agreement (incorporated by reference herein to Exhibit 10.2 filed with 8-K filed with the SEC on July 6, 2026)+
10.5Development and Collaboration Agreement, dated July 31, 2026, by and between the Company and Lupvindol Biosciences Ltd. (incorporated by reference to Exhibit 10.1 filed with Form 8-K with the SEC on August 4, 2026)
31.1Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
31.2Certification of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
32.1Certification of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
32.2Certification of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
101.INSInline XBRL Instance Document *
101.SCHInline XBRL Taxonomy Extension Schema *
101.CALInline XBRL Taxonomy Extension Calculation Linkbase *
101.DEFInline XBRL Taxonomy Extension Definition Linkbase *
101.LABInline XBRL Taxonomy Extension Label Linkbase *
101.PREInline XBRL Taxonomy Extension Presentation Linkbase *
104Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) *
  • Filed herewith

** Furnished herewith

+Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the Securities and Exchange Commission staff upon request.
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