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Kaival Brands Innovations Group, Inc.

For the period ended Apr 30, 2026. Filed Jun 16, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Apr 30, 2026 · Filed Jun 16, 2026

KAVL$0.04+16.7%Stored close · as of Jul 8, 2026

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

(Mark One)

☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended April 30, 2026

OR

☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ___________ to ____________

Commission file number 000-56016

(Exact name of registrant as specified in its charter)

Delaware83-3492907
(State or other jurisdiction of incorporation or organization)(I.R.S. Employer Identification No.)

1317 Edgewater Dr #730

Orlando FL 32804

(Address of principal executive offices, including zip code)

(833) 452-4825

(Registrant’s telephone number, including area code)

N/A

(Former name, former address, and former fiscal year, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit such files). Yes ☒ No☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large Accelerated filer☐Accelerated filer☐
Non-accelerated filer☒Smaller reporting company☒
Emerging growth company☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes☐ No ☒

As of June 10, 2026, there were 19,535,402 shares of common stock, $0.001 par value, outstanding.

FORM 10-Q

TABLE OF CONTENTS

Item · Page
Cautionary Note Concerning Forward-Looking Statementsii
PART IFinancial InformationF-1
Item 1.Financial StatementsF-1
Unaudited Consolidated Balance SheetsF-1
Unaudited Consolidated Statements of OperationsF-2
Unaudited Consolidated Statements of Changes in Stockholders’ EquityF-3
Unaudited Consolidated Statements of Cash FlowsF-5
Notes to Unaudited Consolidated Financial StatementsF-6
Item 2Management’s Discussion and Analysis of Financial Condition and Results of Operations1
Liquidity and Capital Resources3
Results of Operations4
Emerging Growth Company
Item 3Quantitative and Qualitative Disclosures about Market Risk5
Item 4Controls and Procedures5
PART IIOther Information6
Item 1.Legal Proceedings6
Item 1A.Risk Factors6
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds6
Item 3Defaults Upon Senior Securities6
Item 4Mine Safety Disclosures6
Item 5Other Information6
Item 6Exhibits7
Signatures8

i

ContentsView on SEC.gov

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