Kaival Brands Innovations Group, Inc.
For the period ended Jul 31, 2025. Filed Sep 16, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2025 · Filed Sep 16, 2025
KAVL$0.02-4.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Unaudited Consolidated Statements of Changes in Stockholders’ Equity
Consolidated Statements of Changes in Stockholders’ Equity
For the Nine Months Ended July 31, 2025
| Convertible Preferred Shares (Series B) | Par Value Convertible Preferred Shares (Series B) | Common Shares | Par Value Common Shares | Additional Paid-in Capital | Accumulated Deficit | Total | |
|---|---|---|---|---|---|---|---|
| Balances, October 31, 2024 | 900,000 | $900 | 8,517,302 | $8,517 | $51,269,485 | $(37,463,230) | $13,815,672 |
| Common shares issued for services | — | — | 3,025,000 | 3,025 | 2,870,725 | — | 2,873,750 |
| Preferred stock dividend | — | — | — | — | (22,500) | — | (22,500) |
| Stock option expense | — | — | — | — | 31,302 | — | 31,302 |
| Net loss | — | — | — | — | — | (4,061,080) | (4,061,080) |
| Balances, January 31, 2025 | 900,000 | $900 | 11,542,302 | $11,542 | $54,149,012 | $(41,524,310) | $12,637,144 |
| Stock option expense | — | — | — | — | 2,445 | — | 2,445 |
| Net loss | — | — | — | — | — | (1,997,653) | (1,997,653) |
| Balances, April 30, 2025 | 900,000 | $900 | 11,542,302 | $11,542 | $54,151,457 | $(43,521,963) | $10,641,936 |
| Stock option expense | — | — | — | — | 2,445 | — | 2,445 |
| Net loss | — | — | — | — | — | (559,355) | (559,355) |
| Balances, July 31, 2025 | 900,000 | $900 | 11,542,302 | $11,542 | $54,153,902 | $(44,081,318) | $10,085,026 |
Consolidated Statements of Changes in Stockholders’ Equity
For the Nine Months Ended July 31, 2024
| Convertible Preferred Shares (Series B) | Par Value Convertible Preferred Shares (Series B) | Common Shares | Par Value Common Shares | Additional Paid-in Capital | Accumulated Deficit | Total | |
|---|---|---|---|---|---|---|---|
| Balances, October 31, 2023 | 900,000 | $900 | 2,793,386 | $2,793 | $44,317,266 | $(30,763,948) | $13,557,011 |
| Rounding from reverse split | — | — | 52,949 | 53 | (53) | — | — |
| Common shares issued for services | — | — | 16,667 | 17 | 61,983 | — | 62,000 |
| Preferred stock dividend | — | — | — | — | (67,500) | — | (67,500) |
| Stock option expense | — | — | — | — | 309,958 | — | 309,958 |
| Net loss | — | — | — | — | — | (2,113,686) | (2,113,686) |
| Balances, January 31, 2024 | 900,000 | $900 | 2,863,002 | $2,863 | $44,621,654 | $(32,877,634) | $11,747,783 |
| Preferred stock dividend | — | — | — | — | (67,500) | — | (67,500) |
| Stock option expense, net of forfeitures | — | — | — | — | (289,088) | — | (289,088) |
| Net loss | — | — | — | — | — | (1,527,178) | (1,527,178) |
| Balances, April 30, 2024 | 900,000 | $900 | 2,863,002 | $2,863 | $44,265,066 | $(34,404,812) | $9,864,017 |
| Issuance of common stock, warrants, and pre-funded warrants, net of issuance costs | — | — | 1,746,500 | 1,747 | 5,250,980 | — | 5,252,727 |
| Exercises of pre-funded warrants | — | — | 2,174,456 | 2,174 | (724) | — | 1,450 |
| Preferred stock dividend | — | — | — | — | (67,500) | — | (67,500) |
| Stock option expense | — | — | — | — | 56,062 | — | 56,062 |
| Net loss | — | — | — | — | — | (1,571,861) | (1,571,861) |
| Balances, July 31, 2024 | 900,000 | $900 | 6,783,958 | $6,784 | $49,503,884 | $(35,976,673) | 13,534,895 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.