ANAVEX LIFE SCIENCES CORP
For the period ended Jun 30, 2024. Filed Aug 6, 2024.
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Jun 30, 2024 · Filed Aug 6, 2024
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ITEM 5. OTHER INFORMATION
Insider Trading Plans
On May 28, 2024, ourdirector Steffen Thomas, adopted a trading arrangement (the “Thomas 10b5-1 Trading Plan”) for the sale of shares of Common Stock that is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1. The Thomas 10b5-1 Trading Plan has a term of two years and provides for the sale of up to 245,500 shares of Common Stock at prices of $19 - $49.
Other than with respect to the Thomas 10b5-1 Trading Plan, none of our directors or Section 16 officers informed us of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408(a) of Regulation S-K) during the three-month period ended June 30, 2024.
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