i3 Verticals, Inc.
For the period ended Sep 30, 2025. Filed Nov 21, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Nov 21, 2025
IIIV$19.32+0.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
(a)(1) Consolidated Financial Statements
See Index to Financial Statements in Part II, Item 8 of this Annual Report on Form 10-K.
(a)(2) Financial Statement Schedules
All financial statement schedules have been omitted as the information is not required under the related instructions or is not applicable or because the information required is already included in the financial statements or the notes to those financial statements.
(a)(3) Exhibits
The documents set forth below are filed herewith or incorporated herein by reference to the location indicated.
| Exhibit Number · Exhibit Description · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Form · File No. · Exhibit · Filing Date | |||||
| 2.1# | Securities Purchase Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, i3 Holdings Sub, Inc., Payroc Buyer, LLC, Payroc WorldAccess, LLC, solely for purposes of certain terms set forth therein, and i3 Verticals, Inc., solely for purposes of certain terms set forth therein. | 8-K | 001-38532 | 2.1 | 6/26/24 |
| 2.2# | Securities Purchase Agreement, dated as of May 5, 2025, by and among i3 Verticals, LLC, i3 Healthcare Solutions, LLC and Infinx, Inc. | 8-K | 001-38532 | 2.1 | 5/6/25 |
| 3.1 | Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. | 8-K | 001-38532 | 3.1 | 6/25/18 |
| 3.2 | Amended and Restated Bylaws | 8-K | 001-38532 | 3.2 | 11/16/22 |
| 4.1 | Specimen Stock Certificate evidencing the shares of Class A common stock | S-1 | 333-225214 | 4.1 | 5/25/18 |
| 4.2 | Description of Securities | 10-K | 001-38532 | 4.2 | 11/22/19 |
| 10.1 | Form of Tax Receivable Agreement | S-1 | 333-225214 | 10.2 | 5/25/18 |
| 10.2 | Form of Registration Rights Agreement | S-1 | 333-225214 | 10.3 | 5/25/18 |
| 10.3 | Limited Liability Company Agreement of i3 Verticals, LLC | 8-K | 001-38532 | 10.3 | 6/25/18 |
| 10.4+ | 2018 Equity Incentive Plan | S-1 | 333-225214 | 10.24 | 5/25/18 |
| 10.5+ | Form of Restricted Stock Award Agreement under 2018 Equity Incentive Plan | S-1 | 333-225214 | 10.25 | 5/25/18 |
| 10.6+ | Form of Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan | 10-K | 001-38532 | 10.7 | 11/25/24 |
| 10.7+ | Form of Stock Option Award Agreement under 2018 Equity Incentive Plan | S-1 | 333-225214 | 10.26 | 5/25/18 |
| 10.8+ | Employment Agreement, effective as of May 5, 2014, by and between Charge Payment, LLC and Clay M. Whitson | S-1 | 333-225214 | 10.27 | 5/25/18 |
| 10.9+ | Change in Control Agreement, dated as of May 10, 2017, by and between i3 Verticals, LLC and Paul Maple | S-1 | 333-225214 | 10.28 | 5/25/18 |
| 10.10+ | Form of Indemnification Agreement | S-1 | 333-225214 | 10.29 | 5/25/18 |
| 10.11+ | i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan | 8-K | 001-38532 | 10.1 | 9/9/20 |
| 10.12+ | Form of Restricted Stock Award Agreement under i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan | 8-K | 001-38532 | 10.2 | 9/9/20 |
| 10.13+ | Form of Restricted Stock Unit Award Agreement under i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan | 10-K | 001-38532 | 10.17 | 11/25/24 |
| 10.14+ | Form of Stock Option Award Agreement under 2020 Acquisition Equity Incentive Plan | 8-K | 001-38532 | 10.3 | 9/9/20 |
| 10.15+ | First Amendment to the i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan | 8-K | 001-38532 | 10.1 | 5/10/21 |
| 10.16+ | Form of Performance-based Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan | 10-K | 001-38532 | 10.29 | 11/18/22 |
| 10.17 | First Amendment to Tax Receivable Agreement, by and among i3 Verticals, Inc., i3 Verticals, LLC and the members of i3 Verticals, LLC party thereto | 10-K | 001-38532 | 10.30 | 11/18/22 |
| 10.18 | Credit Agreement, dated as of May 8, 2023, among i3 Verticals, LLC, the guarantor and lender parties thereto and JPMorgan Chase Bank, N.A., as administrative agent | 10-Q | 001-38532 | 10.1 | 5/10/23 |
| 10.19 | First Amendment to Credit Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, the guarantors and lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent | 8-K | 001-38532 | 10.1 | 6/26/24 |
| 10.20 | Security and Pledge Agreement, dated as of May 8, 2023, among i3 Verticals, LLC, the obligor parties thereto and JPMorgan Chase Bank, N.A., as administrative agent | 10-Q | 001-38532 | 10.2 | 5/10/23 |
| 10.21 | Amendment No. 1 to Limited Liability Company Agreement of i3 Verticals, LLC, dated January 23, 2025 | 10-Q | 001-38532 | 10.1 | 2/7/25 |
| 10.22 | Letter Agreement re. Credit Agreement, dated February 11, 2025, by and among i3 Verticals, LLC, the guarantors and lenders party to the Credit Agreement and JPMorgan Chase Bank, N.A., as administrative agent | 10-Q | 001-38532 | 10.2 | 5/9/25 |
| 10.23 | Second Amendment to Credit Agreement, dated as of May 5, 2025, by and among i3 Verticals, LLC, the guarantors and lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent | 8-K | 001-38532 | 10.1 | 5/6/25 |
| 19.1 | Insider Trading Policy of i3 Verticals, Inc. | 10-K | 001-38532 | 19.1 | 11/25/24 |
| 21.1* | List of subsidiaries of i3 Verticals, Inc. | ||||
| 23.1* | Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm | ||||
| 31.1* | Certification of Chief Executive Officer pursuant to Rules 13a-14(a)/15d-14a under the Securities Exchange Act of 1934. as amended | ||||
| 31.2* | Certification of Chief Financial Officer pursuant to Rules 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended | ||||
| 32.1** | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2** | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 97 | i3 Verticals, Inc. Compensation Recoupment Policy | 10-K | 001-38532 | 97 | 11/22/23 |
| 101.INS* | XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.DEF* | Inline XBRL Taxonomy Definition Linkbase Document. | ||||
| 101.LAB* | Inline XBRL Taxonomy Label Linkbase Document. | ||||
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||||
Schedules and exhibits have been omitted pursuant to Item 601 of Regulation S-K. i3 Verticals, Inc. hereby undertakes to furnish supplementally copies of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission.
- Denotes a management contract or compensatory plan or arrangement.
- Filed herewith.
** Furnished herewith.
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