Avantor Inc
For the period ended Dec 31, 2024. Filed Feb 7, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Feb 7, 2025
AVTR$15.57-2.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and financial statement schedules
The following documents are filed as part of this report.
Financial Statements and Schedules. See Index to Consolidated Financial Statements and Schedules on page F-1.
Exhibits:
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 3.1 | Fourth Amended and Restated Certificate of Incorporation, effective May 9, 2024 | 8-K | 3.1 | 5/10/2024 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 3.2 | Fourth Amended and Restated Bylaws of Avantor, Inc. | 8-K | 3.1 | 2/28/2024 |
| 4.1 | Description of capital stock | * | ||
| 4.2 | Indenture, dated as of July 17, 2020, among Avantor Funding, Inc., the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee. | 8-K | 4.1 | 7/17/2020 |
| 4.3 | Indenture, dated as of November 6, 2020, among Avantor Funding, Inc., the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee and Notes Collateral Agent. | 8-K | 4.1 | 11/6/2020 |
| 4.4 | Indenture, dated as of October 26, 2021, among Avantor Funding, Inc., the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee. | 8-K | 4.1 | 10/26/2021 |
| 10.1 | Credit Agreement, dated as of November 21, 2017, by and among Vail Holdco Sub LLC, Avantor Funding, Inc. (f/k/a Avantor, Inc.), the guarantors party thereto, Goldman Sachs Bank USA and the other lenders, L/C issuers and parties thereto. | S-1/A | 10.1 | 4/10/2019 |
| 10.2 | Amendment No. 1, dated as of November 27, 2018, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., the guarantors party thereto, Goldman Sachs Bank USA, as administrative agent and collateral, Swing Line Lender and an L/C issuer, the lenders party thereto and Goldman Sachs Bank USA , as the Additional Euro Term Lender and the Additional Dollar Term Lender. | S-1/A | 10.2 | 4/10/2019 |
| 10.3 | Amendment No. 2, dated as of June 18, 2019, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral, Swing Line Lender and an L/C Issuer, the lenders party thereto and Goldman Sachs Lending Partners LLC, as the Additional Initial B-2 Euro Term Lender and the Additional Initial B-2 Dollar Term Lender. | 8-K | 10.1 | 6/18/2019 |
| 10.4 | Amendment No. 3, dated as of January 24, 2020, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, Swing Line Lender and an L/C Issuer, the lenders party thereto and Goldman Sachs Lending Partners LLC, as the Additional Initial B-3 Euro Term Lender and the Additional Initial B-3 Dollar Term Lender. | 8-K | 10.1 | 1/27/2020 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 10.5 | Amendment No. 4, dated as of July 14, 2020, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, Swing Line Lender and an L/C Issuer. | 8-K | 10.1 | 7/14/2020 |
| 10.6 | Amendment No. 5, dated as of November 6, 2020, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, the lenders party thereto and Goldman Sachs Lending Partners LLC, as Swing Line Lender, an L/C Issuer and the New Term Lender | 8-K | 10.1 | 11/6/2020 |
| 10.7 | Amendment No. 6, dated as of June 10, 2021, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, Goldman Sachs Lending Partners LLC, as Swing Line Lender and an L/C Issuer, the lenders party thereto and Citibank, N.A., as the New Term Lender | 8-K | 10.1 | 6/14/2021 |
| 10.8 | Amendment No. 7, dated as of July 7, 2021, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, Goldman Sachs Lending Partners LLC, as Swing Line Lender and an L/C Issuer, the lenders party thereto and Bank of America, N.A., as the Additional Initial B-4 Dollar Term Lender and as the Additional Incremental B-5 Dollar Term Lender | 8-K | 10.1 | 7/9/2021 |
| 10.9 | Amendment No. 8, dated as of November 1, 2021 to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, and Goldman Sachs Bank USA, as the 2021 Incremental B-5 Dollar Term | 8-K | 10.1 | 11/2/2021 |
| 10.10 | Amendment No. 9, dated as of April 7, 2022, to the Credit Agreement, dated as of November 21, 2017, between Avantor Funding, Inc., and Goldman Sachs Bank USA, as administrative agent and collateral agent for the lenders. | 10-Q | 10.1 | 7/29/2022 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 10.11 | Amendment No. 10, dated as of March 17, 2023, to the Credit Agreement, dated as of November 21, 2017, among Avantor Funding, Inc., Goldman Sachs Bank USA, as administrative agent and collateral agent for the lenders and the Revolving Credit Lenders. | 10-Q | 10.1 | 4/28/2023 |
| 10.12 | Amendment No. 11, dated as of June 29, 2023, to the Credit Agreement, dated as of November 21, 2017, among Vail Holdco Sub, LLC, Avantor Funding, Inc., each of the Guarantors, each of the lenders from time to time party thereto and Goldman Sachs Bank USA, as administrative agent and collateral agent, Swing Line Lender and an L/C Issuer | 8-K | 10.1 | 7/5/2023 |
| 10.13 | Amendment No. 12, dated as of April 2, 2024 (the “Credit Agreement Amendment”), to the Credit Agreement, dated as of November 21, 2017 among Vail Holdco Sub LLC, Avantor Funding, Inc., each of the guarantors, Goldman Sachs Bank USA, as administrative agent and collateral agent, the Swing Line Lender, a L/C issuer and Goldman Sachs Bank USA, as the Additional Incremental B-6 Dollar Term Lender (as defined in the Credit Agreement Amendment) and the other lenders party thereto. | 8-K | 10.1 | 4/5/2024 |
| 10.14 | Security Agreement, dated as of November 21, 2017, among the grantors identified therein and Goldman Sachs Bank USA, as agent. | S-1/A | 10.3 | 4/10/2019 |
| 10.15 | First Lien Intercreditor Agreement, dated as of November 21, 2017, by and among Avantor Funding, Inc. (f/k/a Avantor, Inc.), Vail Holdco Sub LLC, the other grantors party thereto, Goldman Sachs Bank USA, as collateral agent for the credit agreement secured parties, the Bank of New York Mellon Trust Company, N.A., as collateral agent for the indenture secured parties and each additional agent party from time to time thereto. | S-1/A | 10.4 | 4/10/2019 |
| 10.16 | Receivables Purchase Agreement, dated March 27, 2020, among Avantor Receivables Funding, LLC, VWR International, LLC, the various conduit purchasers from time to time party thereto, the various related committed purchasers from time to time party thereto, the various purchaser agents from time to time party thereto, the various LC participants from time to time party thereto and PNC Bank, National Association, as Administrator and LC Bank. | 8-K | 10.1 | 3/30/2020 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 10.17 | Amendment No. 1 dated as of December 21, 2021, to the Receivables Purchase Agreement, dated as of March 27, 2020, among Avantor Receivables Funding, LLC, VWR International, LLC, the various conduit purchasers from time to time party thereto, the various related committed purchasers from time to time party thereto, the various purchaser agents from time to time thereto, the various LC participants from time to time party thereto and PNC Bank, National Association, as Administrator and LC Bank. | 10-K | 10.13 | 2/11/2022 |
| 10.18 | Amendment No.2, dated as of October 25, 2022, to the Receivables Purchase Agreement, dated as of March 27, 2020, among Avantor Receivables Funding, LLC, VWR International, LLC, the various conduit purchasers from time to time party thereto, the various purchaser agents from time to time thereto, the various LC participants from time to time party thereto and PNC Bank, National Association, as administrator and LC Bank | 10-Q | 10.2 | 10/28/2022 |
| 10.19 | Amendment No. 3, dated as of June 14, 2023, to the Receivables Purchase Agreement, dated as of March 27, 2020, among Avantor Receivables Funding, LLC, VWR International, LLC, Avantor Funding, Inc. as performance guarantor, and PNC Bank, National Association, as administrator, LC Bank, Related Committed Purchaser and Purchaser Agent | 10-Q | 10.1 | 7/28/2023 |
| 10.20 | Amendment No. 4, dated as of September 19, 2023, to the Receivables Purchase Agreement, dated as of March 27, 2020, among Avantor Receivables Funding, LLC, VWR International, LLC, Avantor Funding, Inc., as performance guarantor, PNC Bank, National Association, as administrator, LC Bank, Related Committed Purchaser and Purchaser Agent, and Wells Fargo Bank, National Association, as Related Committed Purchaser, Purchaser Agent and LC Participant | 10-Q | 10.1 | 10/27/2023 |
| 10.21 | Purchase and Sale Agreement, dated as of March 27, 2020, between the various entities listed on Schedule I thereto as Originators and Avantor Receivables Funding, LLC. | 8-K | 10.2 | 3/30/2020 |
| 10.22^ | Avantor Funding, Inc. (f/k/a Avantor, Inc.) Equity Incentive Plan (as amended through September 28, 2016). | S-1/A | 10.12 | 4/5/2019 |
| 10.23^ | Form of Nonqualified Stock Option Agreement under the Avantor Funding, Inc. Equity Incentive Plan. | S-1/A | 10.13 | 4/25/2019 |
| 10.24^ | Avantor, Inc. (f/k/a Vail Holdco Corp) Equity Incentive Plan. | S-1/A | 10.14 | 4/5/2019 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 10.25^ | Form of Nonqualified Stock Option Agreement under the Avantor, Inc. (f/k/a Vail Holdco Corp) Equity Incentive Plan. | S-1/A | 10.15 | 4/25/2019 |
| 10.26^ | Avantor, Inc. 2019 Equity Incentive Plan | 8-K | 10.2 | 5/21/2019 |
| 10.27^ | Form of Option Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan. | S-1/A | 10.25 | 4/25/2019 |
| 10.28 | Form of Performance Stock Unit Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan (Employees) | 10-K | 10.22 | 2/16/2021 |
| 10.29^ | Form of Restricted Stock Unit Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan (Employees). | S-1/A | 10.26 | 4/25/2019 |
| 10.30^ | Form of Restricted Stock Unit Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan (Non-Employee Directors). | S-1/A | 10.27 | 4/25/2019 |
| 10.31^ | Form of 2024 Option Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan. | * | ||
| 10.32^ | Form of 2024 Performance Stock Unit Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan | * | ||
| 10.33^ | Form of 2024 Restricted Stock Unit Grant Notice under the Avantor, Inc. 2019 Equity Incentive Plan (Employees). | * | ||
| 10.34^ | Avantor, Inc. 2019 Employee Stock Purchase Plan | 8-K | 10.3 | 5/21/2019 |
| 10.35^ | Amendment No. 1 to the Avantor, Inc. 2019 Employee Stock Purchase Plan | S-8 | 4.4 | 11/14/2019 |
| 10.36^ | Amendment No.2 to the Avantor, Inc. 2019 Employee Stock Purchase Plan | 10-Q | 10.1 | 10/28/2022 |
| 10.37^ | Amendment No.3 to the Avantor, Inc. 2019 Employee Stock Purchase Plan | 10-K | 10.33 | 2/14/2024 |
| 10.38^ | Amended and Restated Employment Agreement, dated April 10, 2019, between Michael Stubblefield and Avantor, Inc. (f/k/a Vail Holdco Corp) | S-1/A | 10.16 | 4/25/2019 |
| 10.39^ | Amended and Restated Employment Letter Agreement, dated April 2, 2019, between Gerard Brophy and VWR Management Services, LLC | S-1/A | 10.19 | 4/10/2019 |
| 10.40^ | Contract of Employment, dated June 29, 2018, between Frederic Vanderhaegen and VWR International GmbH | S-1/A | 10.20 | 4/25/2019 |
| 10.41^ | Addendum to Contract of Employment, dated April 10, 2019, between Frederic Vanderhaegen and VWR International GmbH | S-1/A | 10.21 | 4/25/2019 |
| 10.42^ | Offer Letter, dated July 12, 2023 between R. Brent Jones and VWR Management Services, LLC | 8-K | 10.1 | 7/13/2023 |
| 10.43^ | Consulting Agreement dated April 3, 2024 by and between VWR International, LLC and BrophyBio, LLC | 10-Q | 10.2 | 4/26/2024 |
| Exhibit no. · Description · Location of exhibits | ||||
|---|---|---|---|---|
| Form · Exhibit no. · Filing date | ||||
| 10.44^ | Scientific Advisory Board Consulting Agreement dated April 3, 2024, by and between Avantor, Inc. and Gerard Brophy | 10-Q | 10.3 | 4/26/2024 |
| 10.45^ | Amended and Restated Employment Letter Agreement, dated April 2, 2019, between Jim Bramwell and VWR International, LLC | 10-Q | 10.4 | 4/26/2024 |
| 10.46^ | Employment Letter Agreement, dated April 11, 2023, between Randy Stone and VWR Management Services, LLC | 10-Q | 10.5 | 4/26/2024 |
| 10.47^ | Form of Indemnification Agreement (between Avantor, Inc. and its directors and officers) | S-1/A | 10.23 | 4/25/2019 |
| 19 | Insider Trading Policy | * | ||
| 21 | List of subsidiaries of Avantor, Inc. | * | ||
| 23 | Consent of Deloitte & Touche LLP | * | ||
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | * | ||
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | * | ||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002) | ** | ||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002) | ** | ||
| 97^ | Erroneously Awarded Compensation Recovery Policy | 10-K | 97 | 2/14/2024 |
| 101 | The following materials from this report, formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Cash Flows, and (v) Notes to Consolidated Financial Statements. | * | ||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | |||
- Filed herewith
** Furnished herewith
^ Indicates management contract or compensatory plan, contract or arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.