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Avantor Inc

For the period ended Sep 30, 2024. Filed Oct 25, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Oct 25, 2024

AVTR$15.91+2.8%Stored close · as of Nov 9, 2026

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Item 5. Other information

Securities Trading Plans of Directors and Officers

Our directors and officers (as defined in Exchange Act Rule 16a-1(f)) may from time to time enter into plans or other arrangements for the purchase or sale of our shares that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Securities Exchange Act of 1934. During the quarter ended September 30, 2024, the following plans or arrangements were adopted:

On September 6, 2024, Steven Eck, Senior Vice President and Chief Accounting Officer, adopted a Rule 10b5-1 trading plan (the “Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Securities Exchange Act of 1934, pursuant to which he may sell up to (i) 70,459 shares of the Company’s common stock through the exercise of stock options and (ii) 42,924 shares of the Company's common stock, in each case, in amounts and at prices as determined in accordance with the Plan terms. The Plan will terminate on the earlier of August 29, 2025, or the execution of all trades contemplated by the Plan.

No other directors or officers, as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, of the Company adopted orterminated (i) a Rule 10b5-1 trading arrangement, as defined in Item 408(a) under Regulation S-K, or (ii) a non-Rule 10b5-1 trading arrangement, as defined in Item 408(c) under Regulation S-K, during the three months ended September 30, 2024.

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