EQUUS TOTAL RETURN, INC.

For the period ended Mar 31, 2026. Filed May 20, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 20, 2026

EQS$0.53-17.2%Stored close · as of Nov 9, 2026

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Contents

Supplemental Information—Selected Per Share Data and Ratios

	Three Months ended March 31,
	2026	2025
Investment income	$0.02	$0.02
Expenses	(0.08)	(0.11)
Net investment loss	(0.06)	(0.08)
Net realized gain (loss)	0.04	(0.31)
Net change in unrealized appreciation of portfolio securities	0.34	0.69
Net change in unrealized depreciation of warrant payable	(0.02)	—
Net increase in net assets resulting from operations	0.30	0.28
Capital transactions:
Dilutive effect of warrants issued	0.01	0.05
Increase in net assets resulting from capital transactions	0.01	0.05
Net increase in net assets	0.31	0.33
Net assets at beginning of period	1.19	2.17
Net assets at end of period, basic and diluted	$1.50	$2.50
Weighted average number of shares outstanding during period,
in thousands	13,967	13,586
Market price per share:
Beginning of period	$1.41	$1.10
End of period	$1.84	$1.01
Selected information and ratios:
Ratio of expenses to average net assets	(6.31%)	(4.54%)
Ratio of net investment loss to average net assets	(4.63%)	(3.48%)
Ratio of net increase in net assets resulting from operations to average net assets	21.94%	12.38%
Return on net asset value	26.32%	15.88%
Total return on market price (1)	30.50%	(8.18%)

(1) Total return = [(ending market price per share - beginning price per share) / beginning market price pershare].

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