EQUUS TOTAL RETURN, INC.
For the period ended Mar 31, 2026. Filed May 20, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 20, 2026
EQS$0.65+23.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 1. Unaudited Condensed Financial Statements
| March 31, 2026 | December 31, 2025 | |
|---|---|---|
| (in thousands, except shares and per share amounts) | ||
| Assets | ||
| Investments in portfolio securities at fair value: | ||
| Control investments (cost at $10,500 and $10,500, respectively) | $15,500 | $10,500 |
| Non-affiliate investments (cost at $1,196 and $1,418, respectively) | 6,302 | 6,776 |
| Total investments in portfolio securities at fair value | 21,802 | 17,276 |
| Cash and cash equivalents | 140 | 133 |
| Accounts receivable from affiliates | 1,641 | 1,145 |
| Accrued interest | 3,063 | 2,748 |
| Other assets | 23 | 36 |
| Total assets | 26,669 | 21,338 |
| Liabilities and net assets | ||
| Accounts payable and other | 535 | 414 |
| Accrued compensation | 3 | 3 |
| Accounts payable to related parties | 1,787 | 1,371 |
| Convertible notes payable | 2,232 | 2,123 |
| Warrant liability, at fair value | 1,182 | 857 |
| Total liabilities | 5,739 | 4,768 |
| Commitments and contingencies (See Note 7) | ||
| Net assets | ||
| Preferred stock, $.001 par value per share; 10,000,000 shares authorized as of March 31, 2026 and December 31, 2025 | ||
| Common stock, $.001 par value per share; 100,000,000 shares authorized as of March 31, 2026 and December 31, 2025, and 13,966,696 shares outstanding as of March 31, 2026 and December 31, 2025 | ||
| Common stock, par value | $14 | $14 |
| Capital in excess of par value | 76,257 | 76,009 |
| Accumulated deficit | (55,341) | (59,453) |
| Total net assets | $20,930 | $16,570 |
| Shares of common stock issued and outstanding, $.001 par value, 100,000,000 and 50,000,000 shares authorized, respectively | 13,967 | 13,967 |
| Net asset value per share | $1.50 | $1.19 |
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