EQUUS TOTAL RETURN, INC.
For the period ended Mar 31, 2026. Filed May 20, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 20, 2026
EQS$0.53-17.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Condensed Statements of Operations
| Three Months Ended March 31, | ||
|---|---|---|
| (in thousands, except per share amounts) | 2026 | 2025 |
| Investment income: | ||
| Control investments | $315 | $315 |
| Non-affiliate investments | — | 22 |
| Total investment income | 315 | 337 |
| Interest income | 0 | 1 |
| Total investment income | 315 | 338 |
| Expenses: | ||
| Compensation expense | 608 | 570 |
| Professional fees | 304 | 353 |
| Transaction costs | — | 307 |
| Professional liability expenses | 2 | 50 |
| Director fees and expenses | 76 | 77 |
| General and administrative expenses | 43 | 48 |
| Mailing, printing and other expenses | 42 | 11 |
| Taxes | — | 3 |
| Interest expense - related party | 109 | 29 |
| Total expenses | 1,184 | 1,448 |
| Net investment loss | (869) | (1,110) |
| Net realized gain (loss): | ||
| Control investments | — | (4,111) |
| Non-affiliate investments | 558 | — |
| Other | — | (155) |
| Net realized gain (loss) | 558 | (4,266) |
| Net unrealized appreciation (depreciation) of portfolio securities: | ||
| Control investments | 5,000 | 5,111 |
| Non-affiliate investments | (252) | 4,208 |
| Net change in net unrealized appreciation (depreciation) of portfolio securities | 4,748 | 9,319 |
| Net change in net unrealized depreciation on warrant liability | (325) | — |
| Net increase in net assets resulting from operations | $4,112 | $3,943 |
| Net increase in net assets resulting from operations per share: | ||
| Basic | $0.29 | $0.30 |
| Diluted | $0.24 | $0.25 |
| Weighted average shares outstanding: | ||
| Basic | 13,967 | 13,586 |
| Diluted | 17,300 | 15,549 |
The accompanying notes are an integral part of these financial statements
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.