EQUUS TOTAL RETURN INC
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
EQS$0.65+23.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 1. Unaudited Condensed Financial Statements
| September 30, 2024 | December 31, 2023 | |
|---|---|---|
| (in thousands, except shares and per share amounts) | ||
| Assets | ||
| Investments in portfolio securities at fair value: | ||
| Control investments (cost at $18,611 and $16,364, respectively) | $37,500 | $40,853 |
| Total investments in portfolio securities at fair value | 37,500 | 40,853 |
| U.S. Treasury bills | 54,993 | 44,955 |
| Cash and cash equivalents | 1,149 | 6,533 |
| Restricted cash | 550 | 450 |
| Accounts receivable from affiliates | 143 | 139 |
| Accrued interest | 1,148 | 225 |
| Other assets | 23 | 392 |
| Total assets | 95,506 | 93,547 |
| Liabilities and net assets | ||
| Accounts payable | 250 | 172 |
| Accrued compensation | 1 | 29 |
| Accounts payable to related parties | 97 | 104 |
| Borrowing under margin account | 54,993 | 44,955 |
| Total liabilities | 55,341 | 45,260 |
| Commitments and contingencies (See Note 2) | ||
| Net assets | ||
| Common stock, $.001 par value per share; 100,000,000 shares authorized as of September 30, 2024 and December 31, 2023, respectively, and 13,586,173 shares outstanding as of September 30, 2024 and December 31, 2023, respectively | ||
| Preferred stock, $.001 par value per share; 10,000,000 shares authorized as of September 30, 2024 and December 31, 2023 respectively | ||
| Common stock, par value | $14 | $14 |
| Capital in excess of par value | 74,785 | 74,785 |
| Accumulated deficit | (34,634) | (26,512) |
| Total net assets | $40,165 | $48,287 |
| Shares of common stock issued and outstanding, $.001 par value, 100,000 and 50,000 shares authorized, respectively | 13,586 | 13,586 |
| Net asset value per share | $2.96 | $3.55 |
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