EQUUS TOTAL RETURN INC
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
EQS$0.53-17.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Condensed Statements of Operations
| Three Months Ended September 30, | Nine Months Ended September 30, | |||
|---|---|---|---|---|
| (in thousands, except per share amounts) | 2024 | 2023 | 2024 | 2023 |
| Investment income: | ||||
| Interest income: | ||||
| Control investments | $322 | $32 | $924 | $40 |
| Total interest income | 322 | 32 | 924 | 40 |
| Interest from U.S. Treasury bills | 12 | 10 | 24 | 20 |
| Total investment income | 334 | 42 | 948 | 60 |
| Expenses: | ||||
| Compensation expense | 429 | 692 | 1,334 | 1,502 |
| Professional fees | 238 | 202 | 1,172 | 728 |
| Professional liability expenses | 141 | 148 | 439 | 513 |
| Director fees and expenses | 76 | 75 | 255 | 258 |
| Mailing, printing and other expenses | 25 | 13 | 106 | 65 |
| General and administrative expenses | 40 | 31 | 136 | 101 |
| Taxes | 5 | 3 | 30 | 10 |
| Interest expense | 63 | 12 | 129 | 14 |
| Total expenses | 1,017 | 1,176 | 3,601 | 3,191 |
| Net investment loss | (683) | (1,134) | (2,653) | (3,131) |
| Net realized gain: | ||||
| U.S. Treasury bills | 56 | 11 | 131 | 22 |
| Net realized gain | 56 | 11 | 131 | 22 |
| Net unrealized appreciation (depreciation) of portfolio securities: | ||||
| Control investments | (9,000) | 8,200 | (5,600) | 15,000 |
| Net change in net unrealized appreciation (depreciation) of portfolio securities | (9,000) | 8,200 | (5,600) | 15,000 |
| Net increase (decrease) in net assets resulting from operations | $(9,627) | $7,077 | $(8,122) | $11,891 |
| Net increase (decrease) in net assets resulting from operations per share: | ||||
| Basic and diluted | $(0.70) | $0.52 | $(0.59) | $0.88 |
| Weighted average shares outstanding: | ||||
| Basic and diluted | 13,586 | 13,518 | 13,586 | 13,518 |
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