Funko, Inc.
For the period ended Mar 31, 2025. Filed May 8, 2025.
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Mar 31, 2025 · Filed May 8, 2025
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Item 5. Other Information
| Item 5. | Other Information |
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a) Disclosure in Lieu of reporting on a Current Report on Form 8-K.
None.
b) None.
c) Securities Trading Arrangements of Directors and Section 16 Officers.
On March 13, 2025, Tracy Daw, Chief Legal Officer and Secretary, adopted a trading plan intended to satisfy Rule 10b5-1(c) to sell up to 203,565 shares of the Company’s common stock between March 18, 2025 and September 30, 2025, subject to certain conditions.
Other than the foregoing, during the three months ended March 31, 2025, no director or officer of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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