Funko Inc
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
| Item 5. | Other Information |
|---|
a)Disclosure in lieu of reporting on a Current Report on Form 8-K.
None.
b)
None.
c)Securities Trading Arrangements of Directors and Section 16 Officers
On August 15, 2024, Michael Lunsford, Board of Directors, terminated a trading plan intended to satisfy Rule 10b5-1(c) that was originally adopted on March 12, 2024 for the sale of up to 20,000 shares of the Company’s Class A common stock until July 12, 2024.
On September 13, 2024, Tracy Daw, Chief Legal Officer and Secretary, adopted a trading plan intended to satisfy Rule 10b5-1(c) to sell up to 176,902 shares of the Company’s Class A common stock between December 13, 2024 and February 28, 2025, subject to certain conditions.
On September 16, 2024, Andrew Oddie, Chief Commercial Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c) to sell up to 48,389 shares of the Company’s Class A common stock between December 16, 2024 and May 30, 2025, subject to certain conditions.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.