Azitra, Inc.
For the period ended Jun 30, 2026. Filed Aug 12, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 12, 2026
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Item 6. Exhibits
| Number | Exhibit Description | Method of Filing |
| 3.1 | Second Amended and Restated Certificate of Incorporation of the Registrant | Incorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023. |
| 3.2 | Second Amended and Restated Bylaws of the Registrant | Incorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023. |
| 3.3 | Certificate of Amendment dated June 27, 2024 to Amended and Restated Certificate of Incorporation | Incorporated herein by reference to the Company's Form S-3 filed on July 1, 2024. |
| 3.4 | Certificate of Amendment filed with the Delaware Secretary of State on July 3, 2025 | Incorporated herein by reference to the Company’s 8-K filed on July 3, 2025. |
| 3.5 | Amendment to Second Amended and Restated Bylaws of the Registrant | Incorporated herein by reference to the Company's Current Report on Form 10-Q filed on August 12, 2024. |
| 3.6 | Certificate of Amendment filed with the Delaware Secretary of State on August 20, 2025 | Incorporated herein by reference to the Company's 8-K filed on August 20, 2025. |
| 3.7 | Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Non-Redeemable Preferred Stock | Incorporated by reference to the Company's 8-K filed on March 23, 2026 |
| 3.8 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Azitra, Inc., as filed on June 15, 2026 | Incorporated by reference to the Company's 8-K filed on June 16, 2026 |
| 31.1 | Certification under Section 302 of the Sarbanes-Oxley Act of 2002 | Filed electronically herewith. |
| 31.2 | Certification under Section 302 of the Sarbanes-Oxley Act of 2002 | Filed electronically herewith. |
| 32.1 | Certifications Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350 | Furnished herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| AZITRA, INC. | ||
| Date: August 12, 2026 | By: | /s/ Francisco D. Salva |
|---|---|---|
| Francisco D. Salva, | ||
| President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| Date: August 12, 2026 | By: | /s/ Norman Staskey |
| Norman Staskey | ||
| Chief Financial Officer | ||
| (Principal Financial Officer) | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date |
|---|---|---|
| /s/ Francisco D. Salva | President, Chief Executive Officer and Director | August 12, 2026 |
| Francisco D. Salva, | (Principal Executive Officer) | |
| /s/ Norman Staskey | Chief Financial Officer, and Treasurer | August 12, 2026 |
| Norman Staskey | (Principal Financial and Accounting Officer) | |
| /s/ Travis Whitfill | Chief Operating Officer, Secretary, and Director | August 12, 2026 |
| Travis Whitfill | ||
| /s/ Barbara Ryan | Director | August 12, 2026 |
| Barbara Ryan | ||
| /s/ John Schroer | Director | August 12, 2026 |
| John Schroer | ||
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