Azitra, Inc.

For the period ended Mar 31, 2026. Filed May 13, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 13, 2026

AZTR$0.64-12.1%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

Number	Exhibit Description	Method of Filing
3.1	Second Amended and Restated Certificate of Incorporation of the Registrant	Incorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023.
3.2	Second Amended and Restated Bylaws of the Registrant	Incorporated herein by reference to the Company’s Current Report on Form 8-K filed on June 21, 2023.
3.3	Certificate of Amendment dated June 27, 2024 to Amended and Restated Certificate of Incorporation	Incorporated herein by reference to the Company's Form S-3 filed on July 1, 2024.
3.4	Certificate of Amendment filed with the Delaware Secretary of State on July 3, 2025	Incorporated herein by reference to the Company’s 8-K filed on July 3, 2025.
3.5	Amendment to Second Amended and Restated Bylaws of the Registrant	Incorporated herein by reference to the Company's Current Report on Form 8-K filed on August 12, 2024.
3.6	Certificate of Amendment filed with the Delaware Secretary of State on August 20, 2025	Incorporated herein by reference to the Company's 8-K filed on August 20, 2025.
3.7	Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Non-Redeemable Preferred Stock	Incorporated by reference to the Company's 8-K filed on March 23, 2026
10.1	Form of Series B Warrant	Incorporated by reference to the Company's 8-K filed on March 23, 2026
10.2	Form of Series C Warrant	Incorporated by reference to the Company's 8-K filed on March 23, 2026
10.3	Form of Pre-Funded Warrant	Incorporated by reference to the Company's 8-K filed on March 23, 2026
10.4	Form of Securities Purchase Agreement	Incorporated by reference to the Company's 8-K filed on March 23, 2026
10.5	Form of Registration Rights Agreement	Incorporated by reference to the Company's 8-K filed on March 23, 2026
31.1	Certification under Section 302 of the Sarbanes-Oxley Act of 2002	Filed electronically herewith.
31.2	Certification under Section 302 of the Sarbanes-Oxley Act of 2002	Filed electronically herewith.
32.1	Certifications Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350	Furnished herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	AZITRA, INC.
Date: May 13, 2026	By:	/s/ Francisco D. Salva
		Francisco D. Salva,
		President and Chief Executive Officer
		(Principal Executive Officer)
Date: May 13, 2026	By:	/s/ Norman Staskey
		Norman Staskey
		Chief Financial Officer
		(Principal Financial Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capabilities and on the dates indicated.

Travis Whitfill
Signature	Title	Date
/s/ Francisco D. Salva	President, Chief Executive Officer and Director	May 13, 2026
Francisco D. Salva,	(Principal Executive Officer)
/s/ Norman Staskey	Chief Financial Officer, and Treasurer	May 13, 2026
Norman Staskey	(Principal Financial and Accounting Officer)
/s/ Travis Whitfill	Chief Operating Officer, Secretary, and Director	May 13, 2026
/s/ Barbara Ryan	Director	May 13, 2026
Barbara Ryan
/s/ John Schroer	Director	May 13, 2026
John Schroer

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