SHOULDER INNOVATIONS, INC.
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
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Item 6. Exhibits
(a)Exhibits.
The following documents are filed as exhibits to this Quarterly Report.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed/FurnishedHerewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Shoulder Innovations, Inc. | 8-K | 001-42771 | 3.1 | 8/4/2025 | |
| 3.2 | Amended and Restated Bylaws of Shoulder Innovations, Inc. | 8-K | 001-42771 | 3.2 | 8/4/2025 | |
| 10.1^ | Loan and Security Agreement, dated as of June 26, 2026, by and between Shoulder Innovations, Inc. and Stifel Bank. | * | ||||
| 10.2 | Second Amendment to Lease Agreement, dated as of April 16, 2026, by and between Shoulder Innovations, Inc. and Steele Ave LLC. | * | ||||
| 10.3^ | Lease Agreement, dated as of April 13, 2026, by and between Shoulder Innovations, Inc. and Ventura Office Park Lot #8, LLC. | * | ||||
| 10.4 | Shoulder Innovations, Inc. Amended and Restated Non-Employee Director Compensation Program. | * | ||||
| 10.5 | Shoulder Innovations, Inc. Director Compensation Deferral Plan and Form of Irrevocable Election Notice. | * | ||||
| 10.6 | Form of Deferred Stock Unit Award Agreement under 2025 Incentive Award Plan. | * | ||||
| 10.7 | Form of Deferred Stock Unit Award Agreement (Cash Retainers) under 2025 Incentive Award Plan. | * | ||||
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | * | ||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | * | ||||
| 32.1 | Section 1350 Certification of Chief Executive Officer | ** | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer | ** | ||||
| 101.INS | Inline XBRL Instance Document | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | * |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | * |
- Filed herewith.
^ Pursuant to Item 601(a)(5) of Regulation S-K, the Registrant has omitted schedules (or similar attachments) to this exhibit. The Registrant agrees to furnish supplementally a copy of the omitted schedules (or similar attachments) to the SEC upon request.
** The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of Shoulder Innovations, Inc. under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report, irrespective of any general incorporation language contained in such filing.
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