GRAIL, Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The following documents are filed as exhibits hereto:
| Exhibit Number · Exhibit Description · Incorporated by Reference · Filed Herewith | |||||
|---|---|---|---|---|---|
| Form · Date · Number | |||||
| 2.1 | Separation and Distribution Agreement, dated June 21, 2024, between Illumina, Inc. and GRAIL, Inc. | 8-K | 6/24/24 | 2.1 | |
| 3.1 | Certificate of Incorporation of GRAIL, Inc., dated June 21, 2024 | S-8 | 6/21/24 | 3.1 | |
| 3.2 | Amended and Restated Bylaws of GRAIL, Inc., dated June 21, 2024 | S-8 | 6/21/24 | 4.2 | |
| 3.3 | Certificate of Conversion | 8-K | 6/24/24 | 3.3 | |
| 4.1 | Form of Pre-Funded Warrant to Purchase Common Stock | 8-K | 10/20/25 | 4.1 | |
| 10.1 | Lease, dated September 11, 2025, by and between GRAIL, Inc. and Sunnyvale Office Acquisition, LLC | 8-K | 9/18/25 | 10.1 | |
| 10.2^ | Stock Purchase Agreement, dated as of October 16, 2025, by and among GRAIL, Inc., Samsung C&T Corporation, Samsung Electronics Singapore Pte., Ltd. and Samsung Electronics Co., Ltd. | 8-K | 10/16/25 | 10.1 | |
| 10.3† | Securities Purchase Agreement, dated as of October 18, 2025, by and among GRAIL, Inc. and the Investors named therein | 8-K | 10/20/25 | 10.1 | |
| 10.4† | Registration Rights Agreement, dated as of October 18, 2025, by and among GRAIL, Inc. and the Investors named therein | 8-K | 10/20/25 | 10.2 | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | |||
| 32.1+ | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |||
| 32.2+ | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | |||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | *** | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | *** | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | *** | |||
| 101.DEF | Inline XBRL Extension Definition Linkbase Document | *** | |||
| 101.LAB | Inline XBRL Taxonomy Label Linkbase Document | *** | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | *** | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | *** | |||
^ Certain portions of this exhibit have been omitted as the Company has determined that the omitted information is (i) not material and (ii) the type of information that the Company customarily and actually treats as private or confidential.
† Exhibits and/or schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant hereby undertakes to furnish supplementally copies of any of the omitted exhibits and schedules upon request by the Securities and Exchange Commission; provided, however, that the registrant may request confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended, for any exhibits or schedules so furnished.
- This certification accompanies the Quarterly Report on Form 10-Q pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed "filed" by the Registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
- Filed herewith
** Furnished herewith
*** Submitted electronically herewith
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