Vistra Corp
For the period ended Sep 30, 2024. Filed Nov 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 8, 2024
VST$133.92+7.3%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
(a) Exhibits filed or furnished as part of Part II are:
| Exhibits · Previously Filed With File Number* · AsExhibit | ||||
|---|---|---|---|---|
| (2) · Plan of Acquisition, Reorganization, Arrangement, Liquidation, or Succession | ||||
| 2.1 | 0001-38086Form 8-K(filed March 7, 2023) | 2.1 | — | Transaction Agreement, dated March 6, 2023, by and among Vistra Operations Company LLC, Black Pen Inc. and Energy Harbor Corp. |
| (3(i)) | Articles of Incorporation | |||
| 3.1 | 0001-38086Form 8-K(filed May 4, 2020) | 3.1 | — | Restated Certificate of Incorporation of Vistra Energy Corp. (now known as Vistra Corp.) |
| 3.2 | 0001-38086Form 8-K(filed June 29, 2020) | 3.1 | — | Certificate of Amendment of the Restated Certificate of Incorporation of Vistra Energy Corp. (now known as Vistra Corp.), effective July 2, 2020 |
| 3.3 | 0001-38086Form 8-K(filed October 15, 2021) | 3.1 | — | Series A Preferred Stock Certificate of Designation, filed with the Secretary of State of Delaware on October 14, 2021 |
| 3.4 | 0001-38086Form 8-K(filed December 13, 2021) | 3.1 | — | Series B Preferred Stock Certificate of Designation, filed with the Secretary of State of Delaware on December 9, 2021 |
| 3.5 | 0001-38086Form 8-K(filed January 4, 2024) | 3.1 | — | Series C Preferred Stock Certificate of Designation filed with the Secretary of State of Delaware on December 29, 2023 |
| Exhibits · Previously Filed With File Number* · AsExhibit | ||||
|---|---|---|---|---|
| (3(ii)) · By-laws | ||||
| 3.6 | 0001-38086Form 8-K(filed November 5, 2024) | 3.1 | — | Amended and Restated Bylaws of Vistra Corp., effective October 30, 2024 |
| (4) | Instruments Defining the Rights of Security Holders, Including Indentures | |||
| 4.1 | 0001-38086Form 8-K(filed July 12, 2024) | 4.1 | — | Fifteenth Amendment to Receivables Purchase Agreement, dated as of July 11, 2024, among TXU Energy Receivables Company LLC, as seller, TXU Energy Retail Company LLC, as servicer, Vistra Operations Company LLC, as performance guarantor, certain purchaser agents and purchasers named therein and Credit Agricole Corporate and Investment Bank, as administrator |
| (10) | Material Contracts | |||
| 10.1 | 0001-38086Form 8-K(filed July 12, 2024) | 10.1 | — | Amendment No. 5 to Master Framework Agreement, dated as of July 11, 2024, by and among TXU Energy Retail Company LLC, as seller and seller party agent, certain originators name therein, Vistra Operations Company LLC, as guarantor, and MUFG Bank, Ltd., as buyer |
| 10.2 | 0001-38086Form 8-K(filed July 12, 2024) | 10.2 | — | Amendment No. 4 to Master Repurchase Agreement, dated as of July 11, 2024, by and among TXU Energy Retail Company LLC, as seller and MUFG Bank, Ltd., as buyer |
| 10.3 | 0001-38086Form 8-K(filed September 24, 2024) | 10.1 | — | Unit Purchase Agreement, dated September 18, 2024, by and among Vistra Operations Company LLC, Vistra Vision Holdings I LLC, and VV Aggregator Holdings 1 LLC |
| 10.4 | 0001-38086Form 8-K(filed September 24, 2024) | 10.2 | — | Unit Purchase Agreement, dated September 18, 2024, by and among Vistra Operations Company LLC, Vistra Vision Holdings I LLC, and certain funds and accounts advised by Nuveen Asset Management, LLC |
| 10.5 | ** | — | Eighth Amendment to Credit Agreement, dated as of October 2, 2024, among Vistra Operations Company LLC, as Borrower, Vistra Intermediate Company LLC, as Holdings, Citibank, N.A., as Administrative Agent and as Collateral Agent, and the other lenders party thereto | |
| 10.6 | ** | — | Sixteenth Amendment to the Credit Agreement, dated October 11, 2024, by and among Vistra Operations Company LLC (as Borrower), Vistra Intermediate Company LLC (as Holdings), the guarantors party thereto, the revolving credit lenders and revolving letter of credit issuers party thereto, and Citibank, N.A. (as Administrative Agent and as Collateral Agent) | |
| (31) | Rule 13a-14(a) / 15d-14(a) Certifications | |||
| 31.1 | ** | — | Certification of James A. Burke, principal executive officer of Vistra Corp., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 31.2 | ** | — | Certification of Kristopher E. Moldovan, principal financial officer of Vistra Corp., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| (32) | Section 1350 Certifications | |||
| 32.1 | *** | — | Certification of James A. Burke, principal executive officer of Vistra Corp., pursuant to U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 32.2 | *** | — | Certification of Kristopher E. Moldovan, principal financial officer of Vistra Corp., pursuant to U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| Exhibits · Previously Filed With File Number* · AsExhibit | |||
|---|---|---|---|
| (95) · Mine Safety Disclosures | |||
| 95.1 | ** | — | Mine Safety Disclosures |
| XBRL Data Files | |||
| 101.INS | ** | — | The following financial information from Vistra Corp.'s Quarterly Report on Form 10-Q for the period ended September 30, 2024 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Condensed Consolidated Statements of Operations, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Balance Sheets, (v) the Condensed Consolidated Statement of Changes in Equity and (vi) the Notes to the Condensed Consolidated Financial Statements |
| 101.SCH | ** | — | XBRL Taxonomy Extension Schema Document |
| 101.CAL | ** | — | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | ** | — | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | ** | — | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | ** | — | XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | ** | — | The Cover Page Interactive Data File does not appear in Exhibit 104 because its XBRL tags are embedded within the Inline XBRL document |
- Incorporated herein by reference
** Filed herewith
*** Furnished herewith
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