Cardiff Lexington Corp
For the period ended Sep 30, 2026. Filed Nov 10, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 10, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
| ITEM 2. | UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS. |
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Except as set forth below, we have not sold any equity securities during the three months ended September 30, 2026 that were not previously disclosed in a current report on Form 8-K that was filed during the quarter.
| · | On July 1, 2026, we issued an aggregate of 7,831 shares of common stock to various holders of our convertible notes as payment of quarterly accrued interest. |
| · | On July 1, 2026, we issued an aggregate of 40,645 shares of common stock to two external service providers for services rendered. |
| · | On July 13, 2026, we issued 166,667 shares of common stock for the commitment shares required under our equity line of credit. Additionally, on July 13, 2026, we completed a purchase under the equity line of credit and issued 20,619 shares of common stock for proceeds of $30,000. |
| · | On July 28, 2026, the holder of a convertible promissory note elected to convert the outstanding principal, accrued interest and fees totaling $42,205 into 113,302 shares of our common stock at a conversion price of $0.3725 per share. |
| · | On August 3, 2026, we issued 5,106 shares of common stock to an external service provider for services rendered. |
| · | On September 1, 2026, we issued 15,000 shares of common stock to an external service provider for services rendered. |
| · | On September 1, 2026, we issued 28,437 shares of series Y senior convertible preferred stock as payment of dividends. |
| · | On September 1, 2026, we issued two shares of series A-1 preferred stock to our Chief Executive Officer in partial settlement of accrued salaries. |
| · | On September 18, 2026, the holders of convertible promissory notes elected to convert the outstanding principal, accrued interest and fees totaling $272,766 into 1,128,731 shares of our common stock at a conversion price of $0.825 per share for the principal and fees and $0.1179 per share for the make-whole interest. |
| · | On September 28, 2026, a holder of convertible promissory notes elected to partially convert the outstanding principal, accrued interest and fees totaling $31,917 into 245,735 shares of our common stock at a conversion price of $0.129885 per share. |
| · | On September 30, 2026, we issued 33,270 shares of series N senior convertible preferred stock and 11,518 shares of series X senior convertible preferred stock as payment of dividends. |
We did not repurchase any shares of our common stock during the three months ended September 30, 2026.
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