Unusual Machines, Inc.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
UMAC$13.48+13.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Item 6. | Exhibits |
|---|
The exhibits required by Item 601 of Regulation S-K and Item 15(b) of this Report are listed in the Exhibit Index below. The exhibits listed in the Exhibit Index are incorporated by reference herein.
EXHIBIT INDEX
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit No. · Description · Filed/Furnished Herewith · Form · Exhibit No. · Filing Date | ||||
| 1.1 | Capital on DemandTM Sales Agreement | 8-K | 1.1 | 8/29/25 |
| 2.1 | Agreement and Plan of Merger dated as of May 7, 2026, among the Company, Upgrade, DroneNX LLC, and Matthew Barnard+ | 8-K | 1.1 | 5/11/26 |
| 3.1 | Articles of Incorporation | 8-K | 3.1 | 4/23/24 |
| 3.2 | Amended and Restated Bylaws | 8-K | 3.1 | 10/8/24 |
| 3.2(a) | Amendment No. 1 to Amended and Restated Bylaws | 8-K | 3.1 | 2/5/25 |
| 3.2(b) | Amendment No. 2 to Amended and restated Bylaws | 8-K | 3.1 | 1/29/26 |
| 3.2(c) | Amendment No. 3 to Amended and restated Bylaws | 8-K | 3.1 | 8/12/26 |
| 4.1 | Description of Securities | 8-K | 4.1 | 10/23/26 |
| 4.2 | Allan Evans Warrant Agreement | DEF 14A | Annex A | 8/24/26 |
| 10.1 | Allan Evans Non-Compete Agreement | 8-K | 10.9 | 2/22/24 |
| 10.2 | Management Services Agreement # | 8-K | 10.1 | 5/6/24 |
| 10.3 | Placement Agency Agreement, dated as of May 5, 2025, by and between Unusual Machines, Inc. and Dominari Securities, LLC | 8-K | 10.1 | 5/7/25 |
| 10.4 | Form of Restricted Stock Agreement | 8-K | 10.1 | 5/21/25 |
| 10.5 | Rotor Lab Pty Ltd Share Purchase Agreement, dated June 12, 2025 | 8-K | 10.1 | 6/13/25 |
| 10.6 | Form of Securities Purchase Agreement | 8-K | 10.1 | 7/15/25 |
| 10.7 | Placement Agency Agreement | 8-K | 10.2 | 7/15/25 |
| 10.8 | Amended and Restated 2022 Equity Incentive Plan # | S-8 | 4.1 | 2/13/26 |
| 10.9 | Placement Agency Agreement, dated as of March 19, 2026, by and among Unusual Machines, Inc., Dominari Securities, LLC and JonesTrading Institutional Services LLC | 8-K | 10.1 | 3/23/26 |
| 10.10 | Lease for Battery Facility in Orlando | 8-K | 10.1 | 6/25/26 | |
| 10.11 | Employment Agreement entered into as of October 19, 2026, between the Company and Matthew Barnard# | 8-K | 10.1 | 10/23/26 | |
| 10.12 | Registration Rights Agreement entered into as of October 19, 2026, between the Company and Matthew Barnard | 8-K | 10.2 | 10/23/26 | |
| 16.1 | Letter from Salberg & Company, P.A. | 8-K | 16.1 | 8/12/26 | |
| 31.1 | Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | (1) | |||
| 31.2 | Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | (1) | |||
| 32.1 | Certification of the Principal Executive Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | (3) | |||
| 32.2 | Certification of the Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | (3) | |||
| 101.INS | Inline XBRL Instance Document | (1) | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | (1) | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | (1) | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | (1) | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | (1) | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | (1) | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). | (1) | |||
| + | Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC Staff upon request. |
| # | Indicates management contract or compensatory plan, contract or agreement. |
| (1) | Filed herein |
| (3) | Furnished herein. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.