Forward Industries, Inc.
For the period ended Mar 31, 2026. Filed May 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 14, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: May 14, 2026
FORWARD INDUSTRIES, INC.
By: /s/ Michael Pruitt Michael Pruitt Interim Chief Executive Officer (Principal Executive Officer) By: /s/ Mark Brazier Mark Brazier Chief Financial Officer (Principal Financial and Accounting Officer)
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | Date | Number | Filed or Furnished Herewith |
| 2.1 | Agreement and Plan of Merger, dated as of March 4, 2026, by and between Forward Industries, Inc., a Texas corporation and Forward Industries, Inc., a New York corporation | 8-K | 3/9/26 | 2.1 | |
| 3.1 | Certificate of Formation of Forward Industries, Inc. | 8-K | 3/9/26 | 3.1 | |
| 3.2 | Bylaws of Forward Industries, Inc. | 8-K | 3/9/26 | 3.2 | |
| 10.1 | 2021 Equity Incentive Plan* | 8-K | 12/23/20 | 4.1 | |
| 10.1(a) | Amendment No. 1 to the 2021 Equity Incentive Plan* | S-8 | 9/18/25 | 4.2 | |
| 10.1(b) | Amendment No. 2 to the 2021 Equity Incentive Plan* | 8-K | 3/9/26 | 10.1 | |
| 10.2 | Securities Repurchase Agreement, dated March 18, 2026 | 8-K | 3/19/26 | 10.1 | |
| 10.3 | Master Digital Currency Loan Agreement | 8-K | 3/19/26 | 10.2 | |
| 10.4 | Offer Letter - Mark Brazier* | Filed | |||
| 10.5 | Offer Letter - Ryan Navi* | Filed | |||
| 31.1 | CEO Certifications (302) | Filed | |||
| 31.2 | CFO Certifications (302) | Filed | |||
| 32.1 | CEO and CFO Certifications (906) | Furnished | |||
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | Filed | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | ||||
- Management compensatory agreement or arrangement.
Copies of this filing (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders who make a written request to Forward Industries, Inc.; 111 Congress Avenue, Suite 500, Austin, TX 78701; Attention: Corporate Secretary.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.