Cardiff Lexington Corp
For the period ended Mar 31, 2026. Filed May 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 13, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
| ITEM 2. | UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS. |
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Except as set forth below, we have not sold any equity securities during the three months ended March 31, 2026 that were not previously disclosed in a current report on Form 8-K that was filed during the quarter.
| · | On March 19, 2026, we issued 30,693 shares of series N senior convertible preferred stock, 10,729 shares of series X senior convertible preferred stock and 26,476 shares of series Y senior convertible preferred stock as payment of dividends. |
| · | On February 3, 2026, we issued 556,528 shares of common stock to Alex Cunningham, our Chief Executive Officer, in exchange for the cancellation of deferred compensation in the amount of $2,365,242. |
| · | On March 6, 2026, we issued 588,249 shares of common stock to Daniel Thompson, our former Chairman of the Board, in exchange for the cancellation of deferred compensation in the amount of $2,352,994. |
| · | During the three months ended March 31, 2026, we issued an aggregate of 233,375 shares of common stock to service providers. |
| · | During the three months ended March 31, 2026, we entered into financing transactions with certain accredited investors pursuant to which we issued (i) convertible promissory notes in the aggregate principal amount of $845,000, (ii) warrants to purchase an aggregate of 40,000 shares of common stock and (iii) an aggregate of 36,667 shares of common stock. |
We did not repurchase any shares of our common stock during the three months ended March 31, 2026.
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