Cardiff Lexington Corp
For the period ended Sep 30, 2025. Filed Nov 12, 2025.
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Sep 30, 2025 · Filed Nov 12, 2025
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Unregistered Sales of Equity Securities and Use of Proceeds
| ITEM 2. | UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS. |
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Except as set forth below, we have not sold any equity securities during the three months ended September 30, 2025 that were not previously disclosed in a current report on Form 8-K that was filed during the quarter.
| · | On July 31, 2025, we issued 2,500 shares of common stock to an employee for services rendered. |
| · | On August 27, 2025, we issued 25,749 shares of series Y senior convertible preferred stock as payment of dividends. |
| · | On September 15, 2025, we issued 29,560 shares of series N senior convertible preferred stock and 10,435 shares of series X senior convertible preferred stock as payment of dividends. |
The issuance of these securities was made in reliance upon an exemption from the registration requirements of Section 5 of the Securities Act.
We did not repurchase any shares of our common stock during the three months ended September 30, 2025.
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