CLOUDASTRUCTURE, INC.
For the period ended Jun 30, 2025. Filed Aug 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 14, 2025
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Other Information
Item 5. Other Information.
| (a) | Not applicable. |
| (b) | Not applicable. |
| (c) | Adoption or Termination of Rule 10b5-1 or non-Rule 10b5-1 Trading Arrangements |
During the quarter ended June 30, 2025, no director or officer adopted orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as follows:
| Name and Title | Date Adopted | Character of Trading Arrangement | Aggregate No. of Shares of Class A Common Stock to be Sold Pursuant to Trading Arrangement | Duration |
|---|---|---|---|---|
| James McCormick, CEO | 06/11/2025 | Rule 10b5-1 Trading Arrangement | Up to 440,709 | 09/01/2026 |
| Greg Smitherman, CFO | 06/11/2025 | Rule 10b5-1 Trading Arrangement | Up to 500,000 | 09/01/2026 |
| Gregory Rayzman, CTO | 06/11/2025 | Rule 10b5-1 Trading Arrangement | Up to 360,000 | 09/01/2026 |
| Lauren O’Brien, CRO | 06/13/2025 | Rule 10b5-1 Trading Arrangement | Up to 742,000 | 09/01/2026 |
Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended.
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