Forward Industries, Inc.
For the period ended Jun 30, 2025. Filed Aug 14, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 14, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: August 14, 2025
FORWARD INDUSTRIES, INC.
By: /s/ Michael Pruitt
Michael Pruitt
Interim Chief Executive Officer
(Principal Executive Officer)
By: /s/ Kathleen Weisberg
Kathleen Weisberg
Chief Financial Officer
(Principal Financial and Accounting Officer)
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | Date | Number | Filed or Furnished Herewith |
| 2.1 | Stock Purchase Agreement dated January 18, 2018 - Intelligent Product Solutions, Inc.+ | 8-K | 1/18/18 | 2.1 | |
| 2.2 | Asset Purchase Agreement dated August 17, 2020 - Kablooe, Inc.+ | 8-K | 8/17/20 | 2.1 | |
| 3.1 | Restated Certificate of Incorporation | 10-K | 12/8/10 | 3(i) | |
| 3.2 | Certificate of Amendment of the Certificate of Incorporation – Series A Participating Preferred Stock | 8-K | 4/26/13 | 3.1 | |
| 3.3 | Certificate of Amendment of the Certificate of Incorporation – 6% Senior Convertible Preferred Stock | 8-K | 7/3/13 | 3.1 | |
| 3.4 | Certificate of Amendment of the Certificate of Incorporation – Reverse Stock Split | 8-K | 6/20/24 | 3.1 | |
| 3.5 | Certificate of Amendment of the Certificate of Incorporation – Series A-1 Convertible Preferred Stock | 8-K | 7/8/24 | 4.1 | |
| 3.6 | Certificate of Amendment of the Certificate of Incorporation – Increasing the Authorized Series A-1 | 8-K | 10/4/24 | 4.1 | |
| 3.7 | Certificate of Amendment of the Certificate of Incorporation – Increasing the Authorized Series A-1 | 8-K | 3/17/25 | 4.1 | |
| 3.8 | Certificate of Amendment of the Certificate of Incorporation – Series B | S-1 | 6/10/25 | 3.7 | |
| 3.9 | Third Amended and Restated Bylaws, as of May 28, 2014 | 10-K | 12/10/14 | 3(ii) | |
| 3.9(a) | Amendment No. 1 to the Third Amended and Restated Bylaws | 8-K | 6/18/25 | 3.1 | |
| 10.1 | Buying Agency and Supply Agreement dated November 2, 2023 – Forward Industries (Asia-Pacific) Corporation+ | 8-K | 11/8/23 | 10.1 | |
| 10.1(a) | Amendment to the Buying Agency and Supply Agreement - November 2024 | 8-K | 11/18/24 | 10.1 | |
| 10.2 | Deferred Payment Agreement - Forward Industries (Asia – Pacific) Corporation | 8-K | 11/8/23 | 10.2 | |
| 10.3 | Account Payables Conversion Agreement - Forward Industries (Asia- Pacific) Corporation – July 2024 | 8-K | 7/8/24 | 10.1 | |
| 10.4 | Account Payables Conversion Agreement - Forward Industries (Asia- Pacific) Corporation – October 2024 | 8-K | 10/4/24 | 10.1 | |
| 10.5 | Account Payables Conversion Agreement - Forward Industries (Asia- Pacific) Corporation – February 2025 | 8-K | 2/13/25 | 10.1 | |
| 10.6 | Account Payables Conversion Agreement - Forward Industries (Asia- Pacific) Corporation – March 2025 Series A-1 | 8-K | 3/24/25 | 10.1 | |
| 10.7 | Transaction Agreement, dated May 16, 2025, by and among Forward Industries (IN), Inc. and Forward Industries (Asia-Pacific) Corporation + | 8-K | 5/22/25 | 10.1 | |
| 10.8 | Separation Agreement, dated May 16, 2025, by and between Forward Industries, Inc. and Terence Wise | 8-K | 5/22/25 | 10.2 | |
| 10.9 | Promissory Note dated January 18, 2018 (as amended and extended through December 31, 2025), issued to Forward Industries (Asia-Pacific) Corporation | 8-K | 5/22/25 | 10.3 | |
| 10.10 | Securities Purchase Agreement (ELOC), dated May 16, 2025, by and between Forward Industries, Inc. and C/M Capital Master Fund, LP | 8-K | 5/22/25 | 10.4 | |
| 10.11 | Registration Rights Agreement (ELOC), dated May 16, 2025, by and between Forward Industries, Inc. and C/M Capital Master Fund, LP | 8-K | 5/22/25 | 10.5 | |
| 10.12 | Preferred Stock Purchase Agreement dated May 23, 2025 | S-1 | 6/10/25 | 10.20 | |
| 10.13 | Registration Rights Agreement May 23, 2025 | S-1 | 6/10/25 | 10.21 | |
| 10.14 | Form of Warrant dated May 23, 2025 | S-1 | 6/10/25 | 10.22 | |
| 10.15 | Form of Subscription Agreement – August 2025 Registered Direct Offering | 8-K | 8/11/25 | 10.1 | |
| 31.1 | CEO Certification (302) | Filed | |||
| 31.2 | CFO Certification (302) | Filed | |||
| 32.1 | CEO and CFO Certifications (906) | Furnished | |||
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | Filed | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | ||||
- Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601 of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the Securities and Exchange Commission staff upon request.
Copies of this filing (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders who make a written request to Forward Industries, Inc.; 700 Veterans Memorial Hwy, Suite 100, Hauppauge, NY 11788; Attention: Corporate Secretary.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.