Sonoma Pharmaceuticals, Inc.
For the period ended Mar 31, 2025. Filed Jun 17, 2025.
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FY2025 · Filed Jun 17, 2025
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Item 9B. Other Information
Equity Awards
On June 12, 2025, the Compensation Committee of the Board of Directors approved an equity award of 13,500 Restricted Stock Units (RSUs) to each of Ms. Trombly, Mr. Dvonch and Mr. Thornton, to be issued on June 19, 2025. The RSUs vest on the third anniversary of the grant date or upon change of control or as otherwise provided in an executive officer’s employment agreement.
During the quarter ended March 31, 2025, no director or officer adopted orterminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
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