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Midas Edge

AUDDIA INC

For the period ended Dec 31, 2024. Filed Mar 5, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 5, 2025

AUUD$0.24-12.6%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Item 15. Exhibits, Financial Statement Schedules

Item 15.Exhibits and Financial Statement Schedules

(a) 1.* Financial Statements*

For a list of the financial statements included herein, see Index to the Financial Statements on page 38 of this Annual Report, incorporated into this Item by reference.

2.* Financial Statement Schedules*

Financial statement schedules have been omitted because they are either not required or not applicable or the information is included in the financial statements or the notes thereto.

3.* Exhibits*

The exhibits required by Item 601 of Regulation S-K and Item 15(b) of this Annual Report are listed in the Exhibit Index below. The exhibits listed in the Exhibit Index are incorporated by reference herein.

Exhibit Number · Description of Document · Incorporated by reference from Form · Filing Date · Exhibit Number · Filed Herewith
1.1At-The-Market Issuance Sales Agreement, dated September 13, 2024, by and between Auddia Inc. and Ascendiant Capital Markets, LLC.8-K09-13-20241.1
2.2Form of Plan of Conversion8-K02-22-20212.1
3.1Certificate of Incorporation of the Company8-K02-22-20213.1
3.2Certificate of Designation of Series A Preferred Stock filed November 13, 20238-K11-16-20233.1
3.3Certificate of Amendment to the Certificate of Incorporation of the Company dated February 23, 20248-K02-27-20243.1
3.4Series B Convertible Preferred Stock Certificate of Designations dated April 23, 20248-K04-29-20243.1
3.5Bylaws of the Company8-K02-22-20213.2
3.6Amendment to Bylaws dated September 6, 20248-K9-12-20243.1
3.7Form of Warrant after Conversion from an LLC to a CorporationS-1/A01-28-20203.5
3.8Form of IPO Series A WarrantS-1/A02-05-20213.6
4.1Form of Common Stock CertificateS-1/A10-08-20204.1
4.2Form of IPO Representative’s Common Stock Purchase Warrant8-K02-22-20214.1
4.3Description of Securities10-K03-31-20214.3
10.1#Form of Auddia Inc. 2020 Equity Incentive PlanS-1/A10-22-202010.3
10.2**Agreement with Major United States Broadcast CompanyS-1/A01-28-202010.8
10.3Form of IPO Series A Warrant Agent AgreementS-1/A02-05-202110.10
10.4#First Amendment to 2020 Equity Incentive PlanS-808-10-202199.2
10.5#Second Amendment to 2020 Equity Incentive PlanX
10.6#Form of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive PlanS-808-10-202199.3
10.7#Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive PlanS-808-10-202199.4
10.8#Form of Inducement Stock Option Grant Notice and Inducement Stock Option AgreementS-808-10-202199.5
10.9#Clip Interactive, LLC 2013 Equity Incentive PlanS-808-10-202199.6
10.10#Form of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive PlanS-808-10-202199.7
10.11#Executive Officer Employment Agreement for Michael Lawless dated October 13, 20218-K10-15-202110.1
10.12#Executive Officer Employment Agreement for Peter Shoebridge dated October 13, 20218-K10-15-202110.2
Exhibit NumberDescription of DocumentIncorporated by reference from FormFiling DateExhibit NumberFiled Herewith
10.13Secured Promissory Bridge Note dated November 14, 20228-K11-14-202210.1
10.14Common Stock Warrant dated November 14, 20228-K11-14-202210.2
10.15Security Agreement dated November 14, 20228-K11-14-202210.3
10.16Secured Promissory Bridge Note dated November 14, 20228-K11-14-202210.1
10.17Common Stock Warrant dated November 14, 20228-K11-14-202210.2
10.18Security Agreement dated November 14, 20228-K11-14-202210.3
10.19Secured Promissory Bridge Note dated April 17, 20238-K04-21-202310.1
10.20Common Stock Warrant for 600,000 shares dated April 17, 20238-K04-21-202310.2
10.21Common Stock Warrant for 650,000 shares dated April 17, 20238-K04-21-202310.3
10.22Form of 2023 Placement Agency Agreement8-K06-14-231.1
10.22Form of Securities Purchase Agreement dated June 13, 2023 between Auddia Inc. and the Investors named therein8-K06-14-2310.1
10.23#Employment Agreement, effective as of November 27, 2023, between Auddia Inc. and John E. Mahoney8-K12-18-202310.1
10.24Series A Preferred Securities Purchase Agreement dated November 11, 2023 between Auddia Inc. and Jeffrey Thramann8-K11-16-202310.1
10.25Amendment and Waiver dated April 9, 2024 Relating to Senior Secured Bridge Notes8-K04-15-202410.1
10.26Form of Securities Purchase Agreement dated April 23, 202410-Q05-14-202410.41
10.27Form of Common Stock Warrant dated April 23, 20248-K04-29-202410.2
10.28Form of Registration Rights Agreement dated April 23, 20248-K04-29-202410.3
10.29Common Stock Purchase Agreement, dated as of November 25, 2024, by and between White Lion Capital, LLC and Auddia Inc.8-K11-25-2410.1
10.30Registration Rights Agreement, dated as of November 25, 2024, by and between White Lion Capital, LLC and Auddia Inc.8-K11-25-2410.2
Exhibit Number · Description of Document · Incorporated by reference from Form · Filing Date · Exhibit Number · Filed Herewith
19.1 · Insider Trading Policy · X
23.1 · Consent of Haynie and Company, Independent Registered Public Accounting Firm · X
24.1 · Power of Attorney (Included on Signature Page)
31.1 · Section 302 Certification by the Corporation’s Chief Executive Officer · X
31.2 · Section 302 Certification by the Corporation’s Chief Financial Officer · X
32.1 · Section 906 Certification by the Corporation’s Chief Executive Officer · X
32.2 · Section 906 Certification by the Corporation’s Chief Financial Officer · X
97.1Auddia Clawback Policy10-K04-01-202497.1
101.INSInline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
101.SCHInline XBRL Taxonomy Extension Schema Document
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document
101.LABInline XBRL Taxonomy Extension Label Linkbase Document
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document
104Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
#Indicates management contract or compensatory plan.
**Certain information contained in this Exhibit has been redacted and appears as “XXXXX” as the disclosure of same would be a disadvantage to the Registrant in the marketplace
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