FOCUS UNIVERSAL INC
For the period ended Dec 31, 2024. Filed Feb 28, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Feb 28, 2025
FCUV$2.93+4.6%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statement Schedules
Item 15. EXHIBITS
| EXHIBIT NUMBER | DESCRIPTION |
| 3.1(a) | Articles of Incorporation of Focus Universal Inc., as filed with the SEC on December 26, 2013. |
| 3.1(b) | Amended and Restated Articles of Incorporation of Focus Universal Inc., filed with the Secretary of State of the State of Nevada on December 13, 2024, as filed with the SEC on December 18, 2024 (incorporated by reference to Exhibit 3.1 of Form 8-K filed on December 18, 2024). |
| 3.1(c) | Certificate of Change filed with the Nevada Secretary of State on January 28, 2025, as filed with the SEC on January 29, 2025 (incorporated by reference to Exhibit 3.1 of Form 8-K filed on January 29, 2025.) |
| 3.2 | Amended and Restated Bylaws, as filed with the SEC on October 22, 2019. |
| 10.1 | 2018 Equity Incentive Plan, as filed with the SEC on December 28, 2018. |
| 10.7(a) | Employment Agreement by and between the Company and Irving Kau, dated November 3, 2021, as filed with the SEC on March 31, 2023. |
| 10.7(b) | Amendment to I. Kau Employment Agreement, dated November 3, 2022, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.8). |
| 10.8 | Promissory Note with Chase Bank, dated March 10, 2021 for $108,750 SBA Loan, as filed with the SEC on March 23, 2021. |
| 10.9 | Secured Promissory Note with East West Bank, dated January 8, 2021 for $1,500,000, as filed with the SEC on March 23, 2021. |
| 10.10 | Loan Agreement with Golden Sunrise Investment LLC, dated March 15, 2021 for $1,500,000, as filed with the SEC on March 23, 2021. |
| 10.11 | Company Guarantee Agreement with Golden Sunrise Investment LLC, dated March 15, 2021, as filed with the SEC on March 23, 2021. |
| 10.12 | Secured Promissory Note with Golden Sunrise Investment LLC, dated March 15, 2021 for $1,500,000, as filed with the SEC on March 23, 2021. |
| 10.13 | At the Market Sales Agreement, dated December 9, 2022, with Sutter Securities, as filed with the SEC on December 12, 2022 (previously mislabeled as Exhibit 10.1). |
| 10.14 | Asset Purchase Agreement, dated December 19, 2022 with AT Tech Systems, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.10). |
| 10.15 | Articles of Organization of Lusher Bioscientific, LLC, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.11). |
| 10.16 | Bylaws of Lusher Bioscientific, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.12). |
| 10.17 | Articles of Organization of AT Tech Systems, LLC, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.13). |
| 10.18 | Operating Agreement of AT Tech Systems, LLC, as filed with the SEC on March 31, 2023 (previously mislabeled as Exhibit 10.14.). |
| 10.19 | Loan Agreement with Ziling Gao dated January 4, 2024, as filed with the SEC on December 31, 2023 (previously mislabeled as Exhibit 10.15). |
| 10.20 | Standard Offer for Purchase of Real Estate with 620Magnolia LLC dated February 15, 2024, as filed with the SEC on February 27, 2024 (previously mislabeled as Exhibit 10.1). |
| 10.21 | Guaranty of Lease with 620Magnolia LLC dated February 22, 2024, as filed with the SEC on February 27, 2024 (previously mislabeled as Exhibit 10.2). |
| 10.22 | Lease Agreement with 620Magnolia LLC dated February 22, 2024, as filed with the SEC on February 27, 2024 (previously mislabeled as Exhibit 10.3). |
| 10.23 | Rent Adjustment(s) with 620 Magnolia LLC, as filed with the SEC on February 27, 2024 (previously mislabeled as Exhibit 10.4). |
| 10.24 | Standard Offer, Agreement, and Escrow Instructions with Silver Music LLC dated May 7, 2024, as filed with the SEC on July 8, 2024 (previously mislabeled as Exhibit 10.1). |
| 10.25 | Standard Industrial/Commercial Single-Tenant Lease with Veena Asset Management LLC dated July 8, 2024, as filed with the SEC on July 8, 2024 (previously mislabeled as Exhibit 10.2). |
| 10.26 | Form of Placement Agency Agreement with Univest Securities, LLC, dated September 15, 2024, as filed with the SEC on September 15, 2024 (previously mislabeled as Exhibit 10.1). |
| 10.27 | Form of Securities Purchase Agreement with certain Purchasers, dated September 15, 2024, as filed with the SEC on September 15, 2024 (previously mislabeled as Exhibit 10.2). |
| 10.28 | Securities Purchase Agreement dated November 16, 2024 with Alumni Capital LP., as filed with the SEC on November 16, 2024 (previously mislabeled as Exhibit 10.1). |
| 19 | Insider Trading Policy |
| 21.1 | List of Subsidiaries, as filed with the SEC on April 1, 2024. |
| 23.1 | Consent of Weinberg & Company P.A. |
| 31.1 | Certification of the Chief Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 31.2 | Certification of the Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 32.1 | Certification of the Chief Executive Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
| 32.2 | Certification of the Chief Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
| 97.0 | Policy for the Recovery of Erroneously Awarded Compensation, as filed with the SEC on April 1, 2024. |
| 99.1 | Press Release by Focus Universal Inc. dated January 29, 2025 (incorporated by reference to Exhibit 99.1 of Form 8-K filed on January 29, 2025). |
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)** |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document** |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document** |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document** |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document** |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document** |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| * | Filed herewith. |
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| ** | XBRL (Extensible Business Reporting Language) information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections. |
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