Volcon Inc
For the period ended Jun 30, 2024. Filed Aug 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 6, 2024
EMPD$2.03+1.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
INDEX TO EXHIBITS
| Exhibit Number | Description |
| 3.1 | Amendment to Amended and Restated Certificate of Incorporation of Volcon, Inc. (incorporated by reference to exhibit 3.1 of the Form 8-K filed June 7, 2024) |
| 4.1 | Form of Series B Warrant amendment (incorporated by reference to exhibit 4.1 of the Form 8-K filed May 17, 2024) |
| 4.2 | Form of Pre-Funded Warrant issued in Series B Warrant exchange offer (incorporated by reference to exhibit 4.2 of the Form 8-K filed May 17, 2024) |
| 4.3 | Form of May 2024 Notes (incorporated by reference to exhibit 4.1 of the Form 8-K filed May 20, 2024) |
| 4.4 | Form of May 2024 Warrants (incorporated by reference to exhibit 4.2 of the Form 8-K filed May 20, 2024) |
| 10.1 | Form of Exchange Agreement by and among the Company and certain Series B Warrant Holders (incorporated by reference to exhibit 10.1 of the Form 8-K filed May 17, 2024) |
| 10.2 | Form of Securities Purchase Agreement by and among the Company and the Investors, dated May 20, 2024 (incorporated by reference to exhibit 10.1 of the Form 8-K filed May 20, 2024) |
| 10.3 | Placement Agent Agreement between the Company and Aegis Capital Corp. dated May 19, 2024 (incorporated by reference to exhibit 10.2 of the Form 8-K filed May 20, 2024) |
| 31.1* | Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 |
| 31.2* | Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934 |
| 32.1*(1) | Certification of the Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2*(1) | Certification of the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted in inline XBRL, and included in exhibit 101). |
| * | Filed herewith. |
|---|
| (1) | The certifications on Exhibit 32 hereto are deemed not “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that Section. Such certifications will not be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act. |
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