Forward Industries Inc
For the period ended Mar 31, 2024. Filed May 10, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 10, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: May 10, 2024
FORWARD INDUSTRIES, INC.
By: /s/ Terence Wise Terence Wise Chief Executive Officer (Principal Executive Officer) By: /s/ Kathleen Weisberg Kathleen Weisberg Chief Financial Officer (Principal Financial and Accounting Officer)
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | Date | Number | Filed or Furnished Herewith |
| 2.1 | Stock Purchase Agreement dated January 18, 2018 - Intelligent Product Solutions, Inc.+ | 8-K | 1/18/18 | 2.1 | |
| 2.2 | Asset Purchase Agreement dated August 17, 2020 - Kablooe, Inc.+ | 8-K | 8/17/20 | 2.1 | |
| 3.1 | Restated Certificate of Incorporation | 10-K | 12/8/10 | 3(i) | |
| 3.2 | Certificate of Amendment of the Certificate of Incorporation, April 26, 2013 | 8-K | 4/26/13 | 3.1 | |
| 3.3 | Certificate of Amendment of the Certificate of Incorporation, June 28, 2013 | 8-K | 7/3/13 | 3.1 | |
| 3.4 | Third Amended and Restated Bylaws, as of May 28, 2014 | 10-K | 12/10/14 | 3(ii) | |
| 10.1 | Summary of Employment Arrangement - Terence Wise* | 10-K | 12/21/23 | 10.4 | |
| 10.2 | Consultancy Agreement dated March 1, 2022 - Justwise Group Ltd. | 10-Q | 5/12/22 | 10.1 | |
| 10.3 | Consultancy Agreement dated September 1, 2022 - Justwise Group Ltd. | 10-K | 12/16/22 | 10.11 | |
| 10.3(a) | Extension to the Consultancy Agreement – Justwise Group Ltd. | 8-K | 11/8/23 | 10.4 | |
| 10.4 | Buying Agency and Supply Agreement dated November 2, 2023 – Forward Industries (Asia-Pacific) Corporation+ | 8-K | 11/8/23 | 10.1 | |
| 10.5 | Deferred Payment Agreement | 8-K | 11/8/23 | 10.2 | |
| 31.1 | CEO Certification (302) | Filed | |||
| 31.2 | CFO Certification (302) | Filed | |||
| 32.1 | CEO and CFO Certifications (906) | Furnished | |||
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | Filed | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | ||||
- Management compensatory agreement or arrangement.
- Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601 of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the Securities and Exchange Commission staff upon request.
Copies of this filing (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders who make a written request to Forward Industries, Inc.; 700 Veterans Memorial Hwy, Suite 100, Hauppauge, NY 11788; Attention: Corporate Secretary.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.