Beam Global

For the period ended Dec 31, 2023. Filed Apr 16, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Apr 16, 2024

BEEM$0.69-6.5%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Contents

Item 15. Exhibits and Financial Statement Schedules

ITEM 15.	EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

1.	Financial Statements

The financial statements required by this item are submitted in a separate section beginning on page F-1 of this annual report.

2.	Financial Statement Schedules

None

Exhibits

The following exhibits are included with this filing:

Incorporated by Reference
Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date · Filed Herewith
2.1	Asset Purchase Agreement By and Between Beam Global and All Cell Technologies, LLC dated February 16, 2022	8-K	001-38868	10.1	2/23/2022
2.2	Share Sale and Purchase Agreement dated October 6, 2023	8-K	001-38868	10.1	10/6/2023
3.1	Articles of Incorporation	SB-2	333-147104	3.1	11/2/2007
3.2	Amendment to Articles of Incorporation dated December 23, 2016	S-1/A	333-226040	3.1.2	4/4/2019
3.3	Certificate of Change to Articles of Incorporation dated April 11, 2019	8-K	001-38868	3.1	4/18/2019
3.4	Certificate of Amendment to Articles of Incorporation dated September 14, 2020	8-K	001-38868	3.1	9/14/2020
3.5	Certificate of Amendment to Articles of Incorporation dated July 19, 2021	8-K	001-38868	3.1	7/20/2021
3.6	Bylaws of Registrant	SB-2	333-147104	3.2	11/2/2007

3.7

Amendment to Bylaws

8-K

000-53204

10.2

7/16/2014

4.1 · Description of Registrant's Securities Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended. · X
4.2	Form of Investor Warrant	S-1	333-226040	4.2	4/11/2019
4.3	Warrant Agency Agreement by and between Envision Solar International, Inc. and Corporate Stock Transfer, Inc.	8-K	001-38868	4.2	4/18/2019
4.4	Form of Representative Warrant	8-K	001-38868	4.1	4/18/2019
4.5	Form of Warrant issued to bridge lender on August 27, 2018	8-K	001-38868	10.3	8/31/2018
4.6	Form of Warrant for Bridge Refinance Convertible Secured Promissory Note	S-1	333-226040	4.6	3/25/2019
10.1*	2011 Stock Incentive Plan of Envision Solar International, Inc., dated as of August 10, 2011	10-Q	001-38868	4.1	8/15/2011
10.2*	Form of Restricted Stock Agreement	10-Q	001-38868	10.3	11/14/2019
10.3*	Form of Stock Option Agreement	10-Q	001-38868	10.4	11/14/2019
10.4	Security Agreement -Purchase Order Financing, dated September 18, 2017	8-K	000-53204	10.3	9/22/2017
10.5	Security Agreement – Convertible Secured Promissory Note, dated September 18, 2017	8-K	000-53204	10.4	9/22/2017
10.6	Promissory Note for bridge loan, dated August 27, 2018	8-K	001-38868	10.1	8/31/2018
10.7	Securities Purchase Agreement for the bridge loan, dated August 27, 2018	8-K	000-53204	10.2	8/31/2018
10.8*	Promissory Note for Deferred Compensation of Desmond Wheatley, dated effective January 15, 2016	S-1	333-226040	10.31	9/24/2018
10.9	Amendment to Promissory Note with SFE VCF, LLC, dated December 1, 2018	S-1	333-226040	10.35	3/25/2019

10.10*	Offer letter to Katherine H. McDermott, dated July 12, 2019	8-K	001-38868	10.1	7/23/2019
10.11*	Change in Control Severance Benefit Plan	8-K	000-53204	10.2	2/12/2021
10.12	Lease Agreement – 5660 Eastgate Dr.	10-Q	000-53204	10.1	11/12/2020
10.13	2021 Beam Global Equity Incentive Plan	8-K	001-38868	10.1	6/14/2021
10.14	Common Stock Purchase Agreement	8-K	001-38868	10.1	9/2/2022
10.15	Registration Rights Agreement	8-K	001-38868	10.2	9/2/2022
10.16*	Restricted Stock Unit Award Agreement	8-K	001-38868	10.1	11/17/2022
10.17*	Performance Stock Unit Award Agreement	8-K	001-38868	10.2	11/17/2022
10.18	Binding Letter of Intent Agreement dated June 12, 2023	8-K	001-38868	10.1	6/16/2023
10.19*	Offer Letter to Lisa Potok dated November 15, 2023	8-K	001-38868	10.1	12/8/2023
21.1	List of Subsidiaries of the Registrant					X
23.1	Consent of Independent Registered Public Accounting Firm (Marcum LLP)					X
23.2	Consent of Independent Registered Public Accounting Firm (RSM US LLP)					X
31.1	Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.					X
31.2	Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.					X
32.1	Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.					X

32.2	Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.	X
97.1	Clawback Policy	X
101.INS	Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)	X
101.SCH	Inline XBRL Taxonomy Extension Schema Document	X
101.CAL	Inline XBRL Taxonomy Extension Calculation Linkbase Document	X
101.DEF	Inline XBRL Taxonomy Extension Definition Linkbase Document	X
101.LAB	Inline XBRL Taxonomy Extension Label Linkbase Document	X
101.PRE	Inline XBRL Taxonomy Extension Presentation Linkbase Document	X
104	Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).	X

Indicates a management contract or compensatory plan or arrangement

ContentsView on SEC.gov

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