Trade Desk Inc
For the period ended Dec 31, 2023. Filed Feb 15, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 15, 2024
TTD$15.42+3.3%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
(a) We have filed the following documents as part of this Annual Report on Form 10-K:
- Consolidated Financial Statements
Refer to Index to Consolidated Financial Statements in “Item 8. Financial Statements and Supplementary Data” herein.
- Financial Statement Schedules
No financial statement schedules are provided because the information called for is not required or is shown in the financial statements of the notes thereto.
- Exhibits
Exhibits required to be filed as part of this report are:
| Exhibit Number · Incorporated by Reference · Filed Herewith | |||||
|---|---|---|---|---|---|
| Exhibit Description · Form · Filing Date · Number | |||||
| 3.1 | Amended and Restated Certificate of Incorporation. | 10-K | 2/19/2021 | 3.1 | |
| 3.2 | Amended and Restated Bylaws. | 8-K | 10/31/2023 | 3.1 | |
| 4.1 | Reference is made to Exhibits 3.1 and 3.2. | ||||
| 4.2 | Form of Class A Common Stock Certificate. | S-1/A | 9/6/2016 | 4.2 | |
| 4.3 | Form of Class B Common Stock Certificate. | S-8 | 9/22/2016 | 4.4 | |
| 4.4 | Description of Securities. | X | |||
| 10.1* | Loan and Security Agreement, dated as of June 15, 2021, among The Trade Desk, Inc., the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. | 8-K | 6/16/2021 | 10.1 | |
| 10.2* | Amendment No. 1 to Loan and Security Agreement, dated as of December 17, 2021, among The Trade Desk, Inc., the lenders and credit issuers party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. | 10-K | 2/16/2022 | 10.2 | |
| 10.3* | Amendment No. 2 to Loan and Security Agreement, dated as of February 9, 2023, among The Trade Desk, Inc., the lenders and credit issuers party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. | 10-K | 2/15/2023 | 10.3 | |
| 10.4(a)+ | The Trade Desk, Inc. 2010 Stock Plan. | S-1/A | 9/6/2016 | 10.5(a) | |
| 10.4(b)+ | Form of Stock Option Agreement under The Trade Desk, Inc. 2010 Stock Plan. | S-1/A | 9/6/2016 | 10.5(b) | |
| 10.4(c)+ | Exercise Notice under The Trade Desk, Inc. 2010 Stock Plan. | S-1/A | 9/6/2016 | 10.5(c) | |
| 10.5(a)+ | The Trade Desk, Inc. 2015 Equity Incentive Plan. | S-1/A | 9/6/2016 | 10.6(a) | |
| 10.5(b)+ | First Amendment to The Trade Desk, Inc. 2015 Equity Incentive Plan. | S-8 | 9/22/2016 | 99.2 | |
| 10.5(c)+ | Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan. | S-1/A | 9/6/2016 | 10.6(b) | |
| 10.5(d)+ | Form of Stock Option Agreement under The Trade Desk, Inc. 2015 Equity Incentive Plan (with accelerated vesting). | S-1/A | 9/6/2016 | 10.6(c) | |
| Exhibit Number · Incorporated by Reference · Filed Herewith | |||||
|---|---|---|---|---|---|
| Exhibit Description · Form · Filing Date · Number | |||||
| 10.5(e)+ | Exercise Notice under The Trade Desk, Inc. 2015 Equity Incentive Plan. | S-1/A | 9/6/2016 | 10.6(d) | |
| 10.6(a)+ | The Trade Desk, Inc. 2016 Incentive Award Plan. | S-1 | 8/22/2016 | 10.7(a) | |
| 10.6(b)+ | Form of Stock Option Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. | S-1 | 8/22/2016 | 10.7(b) | |
| 10.6(c)+ | Form of Restricted Stock Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. | 8-K | 12/30/2016 | 10.1 | |
| 10.6(d)+ | Form of Restricted Stock Unit Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan. | 8-K | 12/30/2016 | 10.2 | |
| 10.7+ | The Trade Desk, Inc. 2016 Employee Stock Purchase Plan. | S-8 | 9/22/2016 | 99.5 | |
| 10.8+ | Form of Indemnification Agreement. | S-1 | 8/22/2016 | 10.8 | |
| 10.9+ | Employment Agreement, dated as of May 11, 2017, between The Trade Desk, Inc. and Jeff T. Green. | 10-Q | 5/11/2017 | 10.2 | |
| 10.10+ | Employment Agreement, dated as of August 24, 2020 between The Trade Desk, Inc. and Jay Grant. | 10-Q | 11/6/2020 | 10.1 | |
| 10.11+ | Performance Stock Option Award Agreement under The Trade Desk, Inc. 2016 Incentive Award Plan, dated as of October 6, 2021, between The Trade Desk, Inc. and Jeff Green. | 8-K | 10/8/2021 | 10.1 | |
| 10.12+ | Amendment No. 1 to Employment Agreement, dated as of October 6, 2021, between The Trade Desk, Inc. and Jeff Green. | 8-K | 10/8/2021 | 10.2 | |
| 10.13+ | The Trade Desk, Inc. Non-Employee Director Compensation Policy. | 10-K | 2/16/2022 | 10.16 | |
| 10.14+ | Employment Agreement, dated May 24, 2023 between The Trade Desk, Inc. and Laura Schenkein. | 10-Q | 8/9/2023 | 10.1 | |
| 21.1 | List of Subsidiaries of the Registrant. | X | |||
| 23.1 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. | X | |||
| 24.1 | Power of Attorney (included on signature page to this Annual Report on Form 10-K). | X | |||
| 31.1 | Certification of Principal Executive Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Principal Financial Officer Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1(1) | Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation. | X | |||
| Exhibit Number | Incorporated by Reference | Filed Herewith | |||||
| Exhibit Description | Form | Filing Date | Number | ||||
| 101.ins | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | X | |||||
| 101.sch | Inline XBRL Taxonomy Schema Linkbase Document | X | |||||
| 101.cal | Inline XBRL Taxonomy Calculation Linkbase Document | X | |||||
| 101.def | Inline XBRL Taxonomy Definition Linkbase Document | X | |||||
| 101.lab | Inline XBRL Taxonomy Label Linkbase Document | X | |||||
| 101.pre | Inline XBRL Taxonomy Presentation Linkbase Document | X | |||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | |||||
| + | Indicates a management contract or compensatory plan or arrangement. |
| * | Portions of this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The Trade Desk, Inc. undertakes to furnish a copy of all omitted schedules and exhibits to the SEC upon its request. |
| (1) | The information in this exhibit is furnished and deemed not filed with the Securities and Exchange Commission for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and is not to be incorporated by reference into any filing of The Trade Desk, Inc. under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing. |
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