Cardlytics Inc
For the period ended Jun 30, 2024. Filed Aug 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 7, 2024
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Item 6. Exhibits
The exhibits listed below are filed or incorporated by reference into this Quarterly Report on Form 10-Q.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit | Exhibit Description | Schedule/Form | FileNumber | Exhibit | Filing Date | FiledHerewith |
| 4.1 | Indenture, dated as of April 1, 2024, by and between the Company and U.S. Bank Trust Company, National Association, as Trustee. | 8-K | 001-38386 | 4.1 | April 1, 2024 | |
| 4.2 | Form of Global Note, representing the Company’s 4.25% Convertible Senior Notes due 2029 (included as Exhibit A to the Indenture filed as Exhibit 4.1). | 8-K | 001-38386 | 4.2 | April 1, 2024 | |
| 10.1^ | Statement of Work Change Order dated May 24, 2024, between the Registrant and Bank of America, N.A. | X | ||||
| 10.2^ | Assumption Agreement and Seventeenth Amendment to Loan and Security Agreement, dated as of July 30, 2024, by and among Cardlytics, Inc., as Borrower and Banc of California, as Lender | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.ins | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.sch | XBRL Taxonomy Schema Linkbase Document | X | ||||
| 101.cal | XBRL Taxonomy Calculation Linkbase Document | X | ||||
| 101.def | XBRL Taxonomy Definition Linkbase Document | X | ||||
| 101.lab | XBRL Taxonomy Label Linkbase Document | X | ||||
| 101.pre | XBRL Taxonomy Presentation Linkbase Document | X | ||||
| 104 | Cover page formatted as Inline XBRL and contained in Exhibit 101 | X | ||||
^ Certain portions of this exhibit, indicated by asterisks, have been omitted pursuant to Item 601(b)(10) of Regulation S-K because they are not material and would likely cause competitive harm to the registrant if publicly disclosed.
- The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.
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