Cardlytics Inc
For the period ended Mar 31, 2024. Filed May 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 8, 2024
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Item 6. Exhibits
The exhibits listed below are filed or incorporated by reference into this Quarterly Report on Form 10-Q.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit | Exhibit Description | Schedule/Form | FileNumber | Exhibit | Filing Date | FiledHerewith |
| 10.1 | Settlement Agreement by and between the Company and Shareholder Representative Services LLC, dated as of January 25, 2024 | 10-K | 001-38386 | 10.50 | March 14, 2024 | |
| 10.2 | Assumption Agreement and Fifteenth Amendment to Loan and Security Agreement, dated as of February 12, 2024, by and among Cardlytics, Inc., as Borrower and Pacific Western Bank, as Lender | 10-K | 001-38386 | 10.51 | March 14, 2024 | |
| 10.3 | Assumption Agreement and Sixteenth Amendment to Loan and Security Agreement, dated as of March 26, 2024, by and among Cardlytics, Inc., as Borrower and Pacific Western Bank, as Lender | X | ||||
| 10.4 | Work Order between the Company and American Express Travel Related Services Company dated March 14, 2024 to Master Hosted Services Agreement | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.ins | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.sch | XBRL Taxonomy Schema Linkbase Document | X | ||||
| 101.cal | XBRL Taxonomy Calculation Linkbase Document | X | ||||
| 101.def | XBRL Taxonomy Definition Linkbase Document | X | ||||
| 101.lab | XBRL Taxonomy Label Linkbase Document | X | ||||
| 101.pre | XBRL Taxonomy Presentation Linkbase Document | X | ||||
| 104 | Cover page formatted as Inline XBRL and contained in Exhibit 101 | X | ||||
^ Certain portions of this exhibit, indicated by asterisks, have been omitted pursuant to Item 601(b)(10) of Regulation S-K because they are not material and would likely cause competitive harm to the registrant if publicly disclosed.
- The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.
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