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Okta Inc

For the period ended Oct 31, 2024. Filed Dec 4, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Oct 31, 2024 · Filed Dec 4, 2024

OKTA$177.57+5.3%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Rule 10b5-1 Trading Arrangements

On September 19, 2024, J. Frederic Kerrest, Vice Chairperson of our board of directors, adopted a Rule 10b5-1 trading arrangement (the “Kerrest 10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act (“Rule 10b5-1(c)”). The Kerrest 10b5-1 Plan provides for the sale, commencing on January 20, 2025 and continuing until all shares are sold or until June 30, 2025, whichever occurs first, of (A) any shares that remain unsold under a prior Rule 10b5-1 trading arrangement adopted on March 6, 2024; (B) up to 988,852 shares of our Class A common stock upon exercise of expiring stock options; (C)151,622 shares of our Class A common stock; and (D) an indeterminable amount of shares acquired upon the future vesting of RSUs.

On October 11, 2024, Brett Tighe, Chief Financial Officer of the Company, adopted a Rule 10b5-1 trading arrangement (the “Tighe 10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c). The Tighe 10b5-1 Plan provides for the sale of up to 20,000 shares of our Class A common stock, commencing on January 21, 2025 and continuing until all shares are sold or until April 11, 2025, whichever occurs first.

On September 30, 2024, Larissa Schwartz, Chief Legal Officer and Corporate Secretary of the Company, adopted a Rule 10b5-1 trading arrangement (the “Schwartz 10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c). The Schwartz 10b5-1 Plan provides for the sale of up to 14,167 shares of our Class A common stock, plus an indeterminable amount of shares acquired upon the future vesting of RSUs, commencing on December 30, 2024 and continuing until all shares are sold or until September 30, 2025, whichever occurs first.

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