TOMI Environmental Solutions, Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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Jun 30, 2026 · Filed Aug 14, 2026
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Item 5. Other Information
10b5-1 Arrangements
To the best of the Company’s knowledge during the fiscal quarter ended June 30, 2026, no director or officer of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Amendment to Convertible Promissory Notes
On August 12, 2026, the Company entered into an the Amendment with the holders of the 2023 Notes. The Amendment amended the conversion price of the Notes from $3.75 to $1.50 per share, subject to adjustment in accordance with the terms of the Notes.
Except as expressly amended by the Amendment, the terms and provisions of the Notes remain in full force and effect.
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