PALATIN TECHNOLOGIES INC
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
PTN$6.89-4.7%Stored close · as of Nov 10, 2026
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Item 6. Exhibits
Exhibits filed or furnished with this report:
| Exhibit Number | Description | Filed Herewith | Form | Filing Date | SEC File No. |
|---|---|---|---|---|---|
| 3.1 | Amended and Restated Bylaws of Palatin Technologies, Inc. | 8-K | September 17, 2021 | 001-15543 | |
| 3.2 | Restated Certificate of Incorporation of Palatin Technologies, Inc., as amended. | 10-K | September 27, 2013 | 001-15543 | |
| 3.3 | Certificate of Amendment to the Restated Certificate of Incorporation of Palatin Technologies, Inc., as amended. | 8-K | August 31, 2022 | 001-15543 | |
| 3.4 | Certificate of Decrease of Series A Convertible Preferred Stock. | 10-Q | May 16, 2022 | 001-15543 | |
| 3.5 | Certificate of Designation of the Rights, Powers, Preferences, Privileges, and Restrictions, of the Series D Convertible Preferred Stock of Palatin Technologies, Inc. | 8-K | June 13, 2025 | 001-15543 | |
| 3.6 | Certificate of Amendment to Restated Certificate of Incorporation, filed with the Delaware Secretary of State on August 6, 2025. | 8-K | August 8, 2025 | 001-15543 | |
| 4.1 | Form of Pre-Funded Common Stock Purchase Warrant. | 8-K | February 10, 2025 | 001-15543 | |
| 4.2 | Form of Series E Common Stock Purchase Warrant. | 8-K | February 10, 2025 | 001-15543 | |
| 10.1† | Employment Agreement, dated September 19, 2025, between Carl Spana and Palatin Technologies, Inc. | 10-K | September 23, 2025 | 001-15543 | |
| 10.2† | Employment Agreement, dated September 19, 2025, between Stephen T. Wills and Palatin Technologies, Inc. | 10-K | September 23, 2025 | 001-15543 | |
| 10.3 | Research Collaboration, License and Patent Assignment Agreement, dated August 14, 2025, between Boehringer Ingelheim International GMBH and Palatin Technologies, Inc. | X | |||
| 31.1 | Certification of Chief Executive Officer. | X | |||
| 31.2 | Certification of Chief Financial Officer. | X | |||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | |||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | |||
| 101.INS | Inline XBRL Taxonomy Extension Instance Document (the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | ||||
† Management contract or compensatory plan or arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.